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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
76
Vanguard Small-Cap ETF
VB
$79.7B
$3.04M 0.31%
16,078
-20,221
-56% -$4.03M
AEM icon
77
Agnico Eagle Mines
AEM
$68.5B
$3.03M 0.31%
66,685
-8,178
-11% -$401K
IWR icon
78
iShares Russell Mid-Cap ETF
IWR
$56.6B
$3.03M 0.31%
43,764
+15,015
+52% +$1.1M
JPM icon
79
JPMorgan Chase
JPM
$907B
$3.02M 0.31%
20,804
-723
-3% -$108K
IVW icon
80
iShares S&P 500 Growth ETF
IVW
$73.1B
$3.01M 0.31%
43,943
+5,220
+13% +$369K
UBER icon
81
Uber
UBER
$147B
$2.97M 0.3%
64,675
+47,894
+285% +$2.19M
XLY icon
82
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$2.97M 0.3%
36,928
+20,420
+124% +$1.73M
GEHC icon
83
GE HealthCare
GEHC
$28.7B
$2.76M 0.28%
40,548
+37,513
+1,236% +$2.73M
USMV icon
84
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$2.7M 0.27%
37,351
-718
-2% -$53.5K
SMH icon
85
VanEck Semiconductor ETF
SMH
$67.5B
$2.65M 0.27%
18,273
-514
-3% -$77.8K
QUAL icon
86
iShares MSCI USA Quality Factor ETF
QUAL
$46.1B
$2.63M 0.27%
19,926
-10,179
-34% -$1.39M
RTX icon
87
RTX Corp
RTX
$261B
$2.55M 0.26%
35,496
-39,425
-53% -$3.38M
BSV icon
88
Vanguard Short-Term Bond ETF
BSV
$44.7B
$2.47M 0.25%
32,867
-178,189
-84% -$13.4M
V icon
89
Visa
V
$682B
$2.45M 0.25%
10,649
+835
+9% +$201K
XLF icon
90
State Street Financial Select Sector SPDR ETF
XLF
$54.8B
$2.45M 0.25%
73,826
+67,171
+1,009% +$2.31M
XLV icon
91
State Street Health Care Select Sector SPDR ETF
XLV
$41.4B
$2.43M 0.25%
18,848
+3,376
+22% +$448K
QCOM icon
92
Qualcomm
QCOM
$181B
$2.37M 0.24%
21,346
-4,147
-16% -$481K
VBR icon
93
Vanguard Small-Cap Value ETF
VBR
$37.1B
$2.37M 0.24%
14,860
-8,105
-35% -$1.36M
USFR icon
94
WisdomTree Floating Rate Treasury Fund
USFR
$17.9B
$2.34M 0.24%
46,518
-1,314
-3% -$66.2K
IUSB icon
95
iShares Core Universal USD Bond ETF
IUSB
$42.8B
$2.3M 0.23%
52,647
-1,406
-3% -$62.8K
VTNR
96
DELISTED
Vertex Energy, Inc
VTNR
$2.3M 0.23%
516,376
-52,852
-9% -$271K
VEEV icon
97
Veeva Systems
VEEV
$31.7B
$2.26M 0.23%
11,100
– –
ABBV icon
98
AbbVie
ABBV
$450B
$2.26M 0.23%
15,146
+69
+0.5% +$10.1K
URI icon
99
United Rentals
URI
$65.5B
$2.25M 0.23%
5,056
+178
+4% +$81.5K
VEA icon
100
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.24M 0.23%
51,157
-110,844
-68% -$5.07M
2 3
4
5 6

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VCM
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PAIM
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RIA
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SFI
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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.