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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
76
Qualcomm
QCOM
$180B
$3.48M 0.35%
27,248
-400
-1% -$49.7K
AA icon
77
Alcoa
AA
$11.5B
$3.47M 0.35%
81,604
+9,196
+13% +$443K
USMV icon
78
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$3.44M 0.35%
47,345
+6,689
+16% +$481K
AMGN icon
79
Amgen
AMGN
$197B
$3.41M 0.35%
14,108
-865
-6% -$212K
TIP icon
80
iShares TIPS Bond ETF
TIP
$14.6B
$3.35M 0.34%
30,404
-4,343
-12% -$470K
AIG icon
81
American International
AIG
$42.3B
$3.29M 0.33%
65,327
-1,871
-3% -$109K
SPYM
82
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$3.27M 0.33%
68,003
+42,276
+164% +$1.98M
PCAR icon
83
PACCAR
PCAR
$65.4B
$3.27M 0.33%
44,635
-2,011
-4% -$144K
JMST icon
84
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$3.22M 0.33%
63,417
-1,831
-3% -$92.7K
IEMG icon
85
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$3.22M 0.33%
65,898
+49,575
+304% +$2.43M
COMT icon
86
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.17B
$3.15M 0.32%
116,654
-101,590
-47% -$2.77M
HON icon
87
Honeywell
HON
$71.7B
$2.96M 0.3%
16,409
-3,923
-19% -$738K
VOT icon
88
Vanguard Mid-Cap Growth ETF
VOT
$19B
$2.93M 0.3%
15,029
-8,662
-37% -$1.66M
PFE icon
89
Pfizer
PFE
$141B
$2.85M 0.29%
69,910
-3,676
-5% -$159K
IYW icon
90
iShares US Technology ETF
IYW
$24.1B
$2.83M 0.29%
30,500
-3,030
-9% -$254K
BIV icon
91
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$2.81M 0.29%
36,659
-42,091
-53% -$3.19M
JPST icon
92
JPMorgan Ultra-Short Income ETF
JPST
$40B
$2.81M 0.29%
55,876
-9,274
-14% -$466K
BNDX icon
93
Vanguard Total International Bond ETF
BNDX
$82B
$2.77M 0.28%
56,599
-50,085
-47% -$2.43M
UNG icon
94
United States Natural Gas Fund
UNG
$458M
$2.66M 0.27%
+95,747
New +$3.48M
DIA icon
95
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
$2.62M 0.27%
7,879
-4,683
-37% -$1.56M
SLYV icon
96
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$2.6M 0.26%
34,194
-42,101
-55% -$3.35M
JPM icon
97
JPMorgan Chase
JPM
$901B
$2.44M 0.25%
18,738
-6,676
-26% -$915K
ISRG icon
98
Intuitive Surgical
ISRG
$125B
$2.43M 0.25%
9,525
-11,943
-56% -$2.94M
DHR icon
99
Danaher
DHR
$142B
$2.43M 0.25%
10,872
-76
-0.7% -$17.3K
GDXJ icon
100
VanEck Junior Gold Miners ETF
GDXJ
$6.62B
$2.41M 0.24%
61,041
+10,675
+21% +$394K
2 3
4
5 6

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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.