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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
76
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3.55M 0.32%
41,217
+15,133
+58% +$1.3M
MBB icon
77
iShares MBS ETF
MBB
$39.3B
$3.49M 0.32%
32,288
+3,195
+11% +$347K
IEUR icon
78
iShares Core MSCI Europe ETF
IEUR
$8.69B
$3.47M 0.31%
61,898
+7,669
+14% +$447K
USFR
79
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$3.46M 0.31%
137,755
+1,659
+1% +$41.6K
VLUE icon
80
iShares MSCI USA Value Factor ETF
VLUE
$9.6B
$3.45M 0.31%
34,219
-2,481
-7% -$258K
IXUS icon
81
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$3.21M 0.29%
45,261
+5,186
+13% +$378K
IWR icon
82
iShares Russell Mid-Cap ETF
IWR
$56.6B
$3.2M 0.29%
40,917
-8,058
-16% -$645K
ITA icon
83
iShares US Aerospace & Defense ETF
ITA
$13.7B
$3.13M 0.28%
30,056
-1,441
-5% -$153K
VTIP icon
84
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$3.12M 0.28%
59,313
-1,918
-3% -$101K
SHOP icon
85
Shopify
SHOP
$160B
$3.03M 0.27%
22,360
-2,630
-11% -$394K
PG icon
86
Procter & Gamble
PG
$349B
$3.03M 0.27%
21,681
-441
-2% -$62.5K
VBR icon
87
Vanguard Small-Cap Value ETF
VBR
$37.1B
$3.02M 0.27%
17,818
-345
-2% -$59.1K
JPST icon
88
JPMorgan Ultra-Short Income ETF
JPST
$40B
$3M 0.27%
59,071
+178
+0.3% +$9.03K
FALN icon
89
iShares Fallen Angels USD Bond ETF
FALN
$1.64B
$2.94M 0.27%
97,744
+5,597
+6% +$169K
XLF icon
90
State Street Financial Select Sector SPDR ETF
XLF
$55.5B
$2.93M 0.27%
78,174
+51,632
+195% +$1.93M
META icon
91
Meta Platforms (Facebook)
META
$1.64T
$2.88M 0.26%
8,501
-947
-10% -$341K
ALK icon
92
Alaska Air
ALK
$5.07B
$2.87M 0.26%
48,899
-2,733
-5% -$157K
PFE icon
93
Pfizer
PFE
$143B
$2.86M 0.26%
66,494
+933
+1% +$41.3K
IEF icon
94
iShares 7-10 Year Treasury Bond ETF
IEF
$47.5B
$2.79M 0.25%
24,249
+3,325
+16% +$389K
ESGE icon
95
iShares ESG Aware MSCI EM ETF
ESGE
$6.49B
$2.71M 0.25%
65,385
-23,585
-27% -$1.01M
DVY icon
96
iShares Select Dividend ETF
DVY
$23.8B
$2.71M 0.25%
23,587
+2,928
+14% +$342K
QCOM icon
97
Qualcomm
QCOM
$181B
$2.7M 0.24%
20,921
+8,212
+65% +$1.17M
TECK icon
98
Teck Resources
TECK
$27B
$2.69M 0.24%
+107,826
New +$2.47M
AMLP icon
99
Alerian MLP ETF
AMLP
$12.7B
$2.68M 0.24%
80,362
+633
+0.8% +$21.1K
DHR icon
100
Danaher
DHR
$144B
$2.67M 0.24%
9,909
+49
+0.5% +$13.3K
2 3
4
5 6

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.