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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$606M
AUM Growth
-$108M
Cap. Flow
-$158M
Cap. Flow %
-26.11%
Top 10 Hldgs %
33.46%
Holding
446
New
26
Increased
70
Reduced
122
Closed
198

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.98M
2
SHOP icon
Shopify
SHOP
+$3.62M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.37M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$2.78M
5
MOS icon
The Mosaic Company
MOS
+$2.77M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$25.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 18.93%
2 Consumer Discretionary 6.02%
3 Industrials 4.84%
4 Financials 4.11%
5 Healthcare 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
76
FedEx
FDX
$73.5B
$2.2M 0.36%
+8,747
New +$1.75M
ISRG icon
77
Intuitive Surgical
ISRG
$128B
$2.15M 0.35%
9,093
+1,263
+16% +$284K
EEM icon
78
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$2.15M 0.35%
48,667
+1,617
+3% +$70.9K
USMV icon
79
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$2.13M 0.35%
33,462
-22,206
-40% -$1.41M
PTH icon
80
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$222M
$2.12M 0.35%
+46,884
New +$2.07M
LQD icon
81
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$2.02M 0.33%
14,997
-33,860
-69% -$4.62M
WHR icon
82
Whirlpool
WHR
$2.44B
$1.95M 0.32%
+10,626
New +$1.77M
PPG icon
83
PPG Industries
PPG
$26.4B
$1.95M 0.32%
15,990
+13,655
+585% +$1.6M
ARKK icon
84
ARK Innovation ETF
ARKK
$5.74B
$1.94M 0.32%
+21,107
New +$1.81M
SBIO icon
85
ALPS Medical Breakthroughs ETF
SBIO
$205M
$1.92M 0.32%
46,603
-243
-0.5% -$10K
VBR icon
86
Vanguard Small-Cap Value ETF
VBR
$37.3B
$1.91M 0.31%
17,228
-50
-0.3% -$5.61K
JPM icon
87
JPMorgan Chase
JPM
$947B
$1.9M 0.31%
19,686
-4,289
-18% -$421K
VSS icon
88
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$1.83M 0.3%
17,388
+471
+3% +$49.1K
CVX icon
89
Chevron
CVX
$378B
$1.8M 0.3%
25,021
-733
-3% -$61.6K
DVY icon
90
iShares Select Dividend ETF
DVY
$23.8B
$1.8M 0.3%
22,051
-448
-2% -$37.4K
FVD icon
91
First Trust Value Line Dividend Fund
FVD
$8.32B
$1.72M 0.28%
54,507
– –
IWM icon
92
iShares Russell 2000 ETF
IWM
$80.3B
$1.69M 0.28%
11,306
-7,698
-41% -$1.16M
SPY icon
93
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$1.64M 0.27%
+4,600
New +$1.52M
HEDJ icon
94
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$1.63M 0.27%
+52,892
New +$1.65M
EFA icon
95
iShares MSCI EAFE ETF
EFA
$76.8B
$1.62M 0.27%
25,417
+6,985
+38% +$447K
IMCV icon
96
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.14B
$1.61M 0.27%
36,798
– –
VGIT icon
97
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$1.5M 0.25%
21,236
+7,074
+50% +$499K
WY icon
98
Weyerhaeuser
WY
$17.2B
$1.49M 0.25%
52,309
+19,249
+58% +$529K
AAXJ icon
99
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
$1.49M 0.25%
19,315
+3,755
+24% +$286K
XOM icon
100
ExxonMobil
XOM
$642B
$1.49M 0.25%
43,310
-8,599
-17% -$352K
2 3
4
5 6

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NWAM LLC's Q3 2020 Portfolio in Review

As of Q3 2020, NWAM LLC held 446 positions worth $606M, down 15% from $714M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

NWAM LLC withdrew a net $158M in Q3 2020, closing 198 positions and reducing 122 holdings. Its most notable exit was iShares US Treasury Bond ETF, an estimated $5.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, NWAM LLC opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $4.01M.

  • NWAM LLC's largest Q3 2020 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 78,539 shares worth $4.01M.
  • NWAM LLC added most to Shopify in Q3 2020, an estimated $3.62M increase.
  • NWAM LLC's biggest Q3 2020 reduction was Apple, cutting an estimated $25.5M.
  • NWAM LLC fully exited iShares US Treasury Bond ETF in Q3 2020, selling an estimated $5.5M.
  • NWAM LLC's ten largest holdings make up 33% of its $606M portfolio in Q3 2020.
  • NWAM LLC opened 26 new positions and closed 198 in Q3 2020.
  • NWAM LLC's portfolio value fell 15% quarter-over-quarter to $606M.

Based on NWAM LLC's 13F filing for Q3 2020, filed 16 Oct 2020.