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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
76
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$1.76M 0.3%
28,116
-1,338
-5% -$81.4K
IWO icon
77
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.74M 0.3%
8,138
-1
-0% -$203
PEP icon
78
PepsiCo
PEP
$187B
$1.74M 0.3%
12,738
+132
+1% +$18K
VGK icon
79
Vanguard FTSE Europe ETF
VGK
$30B
$1.74M 0.3%
29,673
-5,001
-14% -$280K
UNP icon
80
Union Pacific
UNP
$179B
$1.73M 0.3%
9,567
-1,781
-16% -$305K
AADR icon
81
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.1M
$1.7M 0.29%
31,608
– –
V icon
82
Visa
V
$682B
$1.65M 0.29%
8,789
-441
-5% -$79.5K
DHR icon
83
Danaher
DHR
$144B
$1.58M 0.27%
11,601
+394
+4% +$49.8K
OEF icon
84
iShares S&P 100 ETF
OEF
$20.1B
$1.57M 0.27%
10,907
+6
+0.1% +$824
FVD icon
85
First Trust Value Line Dividend Fund
FVD
$8.27B
$1.56M 0.27%
43,404
+4,581
+12% +$161K
IEMG icon
86
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$1.53M 0.26%
28,468
-6,865
-19% -$354K
GBIL icon
87
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$1.53M 0.26%
15,237
+9,570
+169% +$960K
JRI icon
88
Nuveen Real Asset Income & Growth Fund
JRI
$355M
$1.5M 0.26%
81,532
-14,234
-15% -$254K
TIP icon
89
iShares TIPS Bond ETF
TIP
$14.5B
$1.5M 0.26%
12,838
-457
-3% -$53.1K
BP icon
90
BP
BP
$108B
$1.49M 0.26%
39,525
+1,926
+5% +$73.1K
BKK
91
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.46M 0.25%
97,857
-5,150
-5% -$77.3K
BBN icon
92
BlackRock Taxable Municipal Bond Trust
BBN
$981M
$1.42M 0.25%
58,394
+14,198
+32% +$340K
VPL icon
93
Vanguard FTSE Pacific ETF
VPL
$8B
$1.4M 0.24%
20,056
-3,586
-15% -$246K
ABT icon
94
Abbott
ABT
$175B
$1.33M 0.23%
15,330
-6,315
-29% -$529K
IBM icon
95
IBM
IBM
$200B
$1.31M 0.23%
10,232
-274
-3% -$35.6K
EFA icon
96
iShares MSCI EAFE ETF
EFA
$76.5B
$1.31M 0.23%
18,856
+691
+4% +$46.7K
BLV icon
97
Vanguard Long-Term Bond ETF
BLV
$5.85B
$1.3M 0.23%
12,969
-818
-6% -$82.9K
UNH icon
98
UnitedHealth
UNH
$387B
$1.28M 0.22%
4,353
+845
+24% +$221K
VSS icon
99
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$1.28M 0.22%
11,523
+296
+3% +$31.6K
VGIT icon
100
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.9B
$1.27M 0.22%
19,249
+122
+0.6% +$8.09K
2 3
4
5 6

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NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.