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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$385M
AUM Growth
-$190M
Cap. Flow
-$201M
Cap. Flow %
-52.36%
Top 10 Hldgs %
24.13%
Holding
349
New
27
Increased
171
Reduced
79
Closed
22

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.98M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.18M
3
PG icon
Procter & Gamble
PG
+$1.3M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$876K
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$601K

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$1.87M
2
MSFT icon
Microsoft
MSFT
+$692K
3
BND icon
Vanguard Total Bond Market
BND
+$637K
4
DD
Du Pont De Nemours E I
DD
+$578K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$464K

Sector Composition

Rank Sector Weight
1 Technology 8.81%
2 Financials 7.29%
3 Industrials 5.21%
4 Healthcare 4.28%
5 Consumer Discretionary 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
76
Comcast
CMCSA
$85B
$1.26M 0.33%
32,692
+396
+1% +$15.6K
OEF icon
77
iShares S&P 100 ETF
OEF
$20.1B
$1.26M 0.33%
11,289
+654
+6% +$71.5K
AWF
78
AllianceBernstein Global High Income Fund
AWF
$873M
$1.23M 0.32%
94,473
+5,853
+7% +$75.7K
MUE
79
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.23M 0.32%
88,305
+25,000
+39% +$352K
TAN icon
80
Invesco Solar ETF
TAN
$1.58B
$1.22M 0.32%
56,242
+1,852
+3% +$39.6K
NEA icon
81
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.44B
$1.21M 0.32%
87,621
+1,102
+1% +$15.3K
IMCB icon
82
iShares Morningstar Mid-Cap ETF
IMCB
$1.63B
$1.19M 0.31%
27,244
+1,144
+4% +$48.8K
EWZ icon
83
iShares MSCI Brazil ETF
EWZ
$9.1B
$1.17M 0.3%
28,026
+629
+2% +$24.6K
JQC icon
84
Nuveen Credit Strategies Income Fund
JQC
$702M
$1.14M 0.3%
134,255
+12,600
+10% +$107K
IYM icon
85
iShares US Basic Materials ETF
IYM
$1.18B
$1.14M 0.3%
11,886
-917
-7% -$84.7K
JNK icon
86
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$1.13M 0.29%
10,103
+233
+2% +$25.9K
BKLN icon
87
Invesco Senior Loan ETF
BKLN
$7.19B
$1.08M 0.28%
46,692
+2,545
+6% +$58.9K
VIG icon
88
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.07M 0.28%
11,281
+925
+9% +$86.3K
EMD
89
Western Asset Emerging Markets Debt Fund
EMD
$619M
$1.06M 0.28%
67,690
+3,300
+5% +$51.6K
HD icon
90
Home Depot
HD
$338B
$1.06M 0.28%
6,505
+2,670
+70% +$409K
EMLP icon
91
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$1.05M 0.27%
42,284
+676
+2% +$16.8K
BP icon
92
BP
BP
$108B
$1.01M 0.26%
29,171
-541
-2% -$17.2K
VBR icon
93
Vanguard Small-Cap Value ETF
VBR
$37.1B
$1.01M 0.26%
7,911
+85
+1% +$10.5K
CNXM
94
DELISTED
CNX Midstream Partners LP
CNXM
$1.01M 0.26%
63,846
+2,473
+4% +$45K
OMER icon
95
Omeros
OMER
$701M
$1.01M 0.26%
46,520
+4,280
+10% +$90.7K
FAX
96
abrdn Asia-Pacific Income Fund
FAX
$592M
$1M 0.26%
32,294
+1,194
+4% +$36.8K
MMM icon
97
3M
MMM
$83.4B
$977K 0.25%
5,567
+123
+2% +$21.3K
AAXJ icon
98
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$965K 0.25%
13,356
+565
+4% +$40.1K
IWN icon
99
iShares Russell 2000 Value ETF
IWN
$14.4B
$958K 0.25%
7,715
+400
+5% +$47.1K
PCN
100
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$956K 0.25%
54,820
-527
-1% -$9.05K
2 3
4
5 6

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VCM
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PAIM
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RIA
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SFI
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MAM
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NWAM LLC's Q3 2017 Portfolio in Review

As of Q3 2017, NWAM LLC held 349 positions worth $385M, down 33% from $575M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $201M in Q3 2017, closing 22 positions and reducing 79 holdings. Its most notable exit was Diversified Real Asset Income Fd, an estimated $1.87M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Real Asset Income & Growth Fund worth $2.18M.

  • NWAM LLC's largest Q3 2017 buy was Nuveen Real Asset Income & Growth Fund: 120,909 shares worth $2.18M.
  • NWAM LLC added most to US Bancorp in Q3 2017, an estimated $2.98M increase.
  • NWAM LLC's biggest Q3 2017 reduction was Microsoft, cutting an estimated $692K.
  • NWAM LLC fully exited Diversified Real Asset Income Fd in Q3 2017, selling an estimated $1.87M.
  • NWAM LLC's ten largest holdings make up 24% of its $385M portfolio in Q3 2017.
  • NWAM LLC opened 27 new positions and closed 22 in Q3 2017.
  • NWAM LLC's portfolio value fell 33% quarter-over-quarter to $385M.

Based on NWAM LLC's 13F filing for Q3 2017, filed 1 Nov 2017.