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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$328M
AUM Growth
+$26.3M
Cap. Flow
+$12M
Cap. Flow %
3.68%
Top 10 Hldgs %
25.83%
Holding
325
New
38
Increased
152
Reduced
83
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.55M
2
USB icon
US Bancorp
USB
+$3.03M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.34M
4
PG icon
Procter & Gamble
PG
+$1.14M
5
IMCV icon
iShares Morningstar Mid-Cap Value ETF
IMCV
+$855K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.64M
2
CRHM
CRH Medical Corporation
CRHM
+$1.11M
3
META icon
Meta Platforms (Facebook)
META
+$1.1M
4
BAC icon
Bank of America
BAC
+$1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$998K

Sector Composition

Rank Sector Weight
1 Technology 9.38%
2 Financials 7.82%
3 Industrials 5.19%
4 Consumer Discretionary 4.59%
5 Healthcare 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
76
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$1.02M 0.31%
9,191
+209
+2% +$23.1K
IMCB icon
77
iShares Morningstar Mid-Cap ETF
IMCB
$1.63B
$1.01M 0.31%
24,336
+492
+2% +$20.2K
VCSH icon
78
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$1M 0.31%
12,603
+6,936
+122% +$552K
BMY icon
79
Bristol-Myers Squibb
BMY
$124B
$991K 0.3%
18,215
+2,405
+15% +$132K
HMLP
80
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$991K 0.3%
50,440
+1,364
+3% +$26.5K
BP icon
81
BP
BP
$108B
$961K 0.29%
31,921
-1,244
-4% -$37.8K
IWN icon
82
iShares Russell 2000 Value ETF
IWN
$14.4B
$937K 0.29%
7,931
+155
+2% +$18.4K
DD icon
83
DuPont de Nemours
DD
$18.3B
$935K 0.29%
5,812
+130
+2% +$20.2K
MMM icon
84
3M
MMM
$83.4B
$923K 0.28%
5,771
+570
+11% +$87.4K
MO icon
85
Altria Group
MO
$124B
$922K 0.28%
12,904
-8,120
-39% -$588K
UNP icon
86
Union Pacific
UNP
$179B
$882K 0.27%
8,329
+197
+2% +$21K
AGN
87
DELISTED
Allergan plc
AGN
$879K 0.27%
3,679
+897
+32% +$209K
DIS icon
88
Walt Disney
DIS
$170B
$872K 0.27%
7,689
-348
-4% -$38.3K
NLY icon
89
Annaly Capital Management
NLY
$16.9B
$863K 0.26%
19,424
+309
+2% +$13.1K
PCN
90
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$863K 0.26%
54,029
+3,898
+8% +$60.9K
IMCV icon
91
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.12B
$858K 0.26%
+17,343
New +$855K
VIG icon
92
Vanguard Dividend Appreciation ETF
VIG
$111B
$851K 0.26%
9,462
+307
+3% +$27.2K
IJS icon
93
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$846K 0.26%
12,202
+38
+0.3% +$2.65K
GILD icon
94
Gilead Sciences
GILD
$167B
$842K 0.26%
12,404
+1,084
+10% +$76.2K
BOH icon
95
Bank of Hawaii
BOH
$3.4B
$824K 0.25%
10,000
– –
VBR icon
96
Vanguard Small-Cap Value ETF
VBR
$37.1B
$819K 0.25%
6,665
+630
+10% +$77.4K
FTF
97
Franklin Limited Duration Income Trust
FTF
$236M
$817K 0.25%
68,239
-24,161
-26% -$292K
FAX
98
abrdn Asia-Pacific Income Fund
FAX
$592M
$799K 0.24%
26,687
+4,099
+18% +$119K
ANH
99
DELISTED
Anworth Mortgage Asset Corporation
ANH
$784K 0.24%
141,350
+2,000
+1% +$10.7K
AAXJ icon
100
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$782K 0.24%
12,417
-373
-3% -$22.4K
2 3
4
5 6

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VCM
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PAIM
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RIA
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SFI
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MAM
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GAM
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NWAM LLC's Q1 2017 Portfolio in Review

As of Q1 2017, NWAM LLC held 325 positions worth $328M, up 8.7% from $301M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $12M of net new capital in Q1 2017, opening 38 new positions and adding to 152 existing holdings. Its largest new stake was Apple: 259,712 shares worth $9.33M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $1.64M trimmed.

  • NWAM LLC's largest Q1 2017 buy was Apple: 259,712 shares worth $9.33M.
  • NWAM LLC added most to US Bancorp in Q1 2017, an estimated $3.03M increase.
  • NWAM LLC's biggest Q1 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.64M.
  • NWAM LLC fully exited Vector Group Ltd. in Q1 2017, selling an estimated $727K.
  • NWAM LLC's ten largest holdings make up 26% of its $328M portfolio in Q1 2017.
  • NWAM LLC opened 38 new positions and closed 16 in Q1 2017.
  • NWAM LLC's portfolio value rose 8.7% quarter-over-quarter to $328M.

Based on NWAM LLC's 13F filing for Q1 2017, filed 2 May 2017.