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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.1%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.32B
AUM Growth
+$1.06B
Cap. Flow
+$18.5M
Cap. Flow %
1.4%
Top 10 Hldgs %
81.72%
Holding
303
New
51
Increased
142
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$2.1M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.08M
3
AAPL icon
Apple
AAPL
+$1.45M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.35M
5
PG icon
Procter & Gamble
PG
+$1.23M

Top Sells

Rank Stock Value
1
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$687K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$616K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.35%
3 Industrials 1.02%
4 Energy 0.95%
5 Consumer Discretionary 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
76
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$1.06M 0.08%
21,710
-3,600
-14% -$175K
ENBL
77
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$1.02M 0.08%
66,782
+1,208
+2% +$17K
CIM
78
Chimera Investment
CIM
$1.08B
$1.02M 0.08%
21,229
+986
+5% +$48.3K
KOL
79
DELISTED
VanEck Vectors Coal ETF
KOL
$1.02M 0.08%
+8,614
New +$914K
BABA icon
80
Alibaba
BABA
$276B
$987K 0.07%
9,327
+538
+6% +$49.9K
EWZ icon
81
iShares MSCI Brazil ETF
EWZ
$9.1B
$978K 0.07%
29,009
-69
-0.2% -$2.28K
HMLP
82
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$950K 0.07%
50,487
+1,488
+3% +$27.5K
JNK icon
83
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$943K 0.07%
8,560
-119
-1% -$12.9K
CSCO icon
84
Cisco
CSCO
$441B
$940K 0.07%
29,628
+87
+0.3% +$2.68K
NLY icon
85
Annaly Capital Management
NLY
$16.9B
$933K 0.07%
22,203
+1,379
+7% +$59.7K
MCD icon
86
McDonald's
MCD
$190B
$932K 0.07%
8,079
+3,251
+67% +$385K
QCOM icon
87
Qualcomm
QCOM
$181B
$878K 0.07%
12,820
+1,455
+13% +$88.5K
NBH
88
Neuberger Municipal Fund Inc
NBH
$309M
$864K 0.07%
52,065
– –
AGN
89
DELISTED
Allergan plc
AGN
$863K 0.07%
2,817
+2,520
+848% +$616K
O icon
90
Realty Income
O
$61.3B
$861K 0.07%
13,278
+151
+1% +$9.97K
GOOG icon
91
Alphabet (Google) Class C
GOOG
$4.22T
$848K 0.06%
21,820
+6,960
+47% +$264K
ANIP icon
92
ANI Pharmaceuticals
ANIP
$1.8B
$841K 0.06%
12,679
+310
+3% +$19.4K
BMY icon
93
Bristol-Myers Squibb
BMY
$124B
$836K 0.06%
15,503
-226
-1% -$14.5K
IWN icon
94
iShares Russell 2000 Value ETF
IWN
$14.4B
$833K 0.06%
7,955
-2,053
-21% -$210K
GILD icon
95
Gilead Sciences
GILD
$167B
$819K 0.06%
10,346
-109
-1% -$8.85K
PCN
96
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$812K 0.06%
52,940
-3,024
-5% -$46.7K
EEM icon
97
iShares MSCI Emerging Markets ETF
EEM
$28B
$794K 0.06%
21,197
-612
-3% -$22.4K
TDAY
98
USA Today Co
TDAY
$1.25B
$791K 0.06%
51,008
-5,754
-10% -$99K
MMM icon
99
3M
MMM
$83.4B
$783K 0.06%
5,316
+638
+14% +$95.3K
DIS icon
100
Walt Disney
DIS
$170B
$780K 0.06%
8,395
+3,943
+89% +$378K
2 3
4
5 6

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NWAM LLC's Q3 2016 Portfolio in Review

As of Q3 2016, NWAM LLC held 303 positions worth $1.32B, up 418% from $255M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

NWAM LLC's Q3 2016 filing shows 51 new, 142 increased, 52 reduced and 23 closed positions. Its largest new stake was CRH Medical Corporation: 548,514 shares worth $2.09M. The largest sale was Flaherty & Crumrine Total Return Fund, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 8.1% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2016 buy was CRH Medical Corporation: 548,514 shares worth $2.09M.
  • NWAM LLC added most to Berkshire Hathaway Class B in Q3 2016, an estimated $2.08M increase.
  • NWAM LLC's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $687K.
  • NWAM LLC fully exited Flaherty & Crumrine Total Return Fund in Q3 2016, selling an estimated $6.57M.
  • NWAM LLC's ten largest holdings make up 82% of its $1.32B portfolio in Q3 2016.
  • NWAM LLC opened 51 new positions and closed 23 in Q3 2016.
  • NWAM LLC's portfolio value rose 418% quarter-over-quarter to $1.32B.

Based on NWAM LLC's 13F filing for Q3 2016, filed 26 Oct 2016.