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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$255M
AUM Growth
+$2.15M
Cap. Flow
-$7.72M
Cap. Flow %
-3.03%
Top 10 Hldgs %
27.48%
Holding
273
New
20
Increased
76
Reduced
121
Closed
21

Top Buys

Rank Stock Value
1
IBB icon
iShares Biotechnology ETF
IBB
+$609K
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$567K
3
BND icon
Vanguard Total Bond Market
BND
+$438K
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$416K
5
OEF icon
iShares S&P 100 ETF
OEF
+$406K

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.55M
2
CRHM
CRH Medical Corporation
CRHM
+$1.81M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.25M
4
XOM icon
ExxonMobil
XOM
+$797K
5
RITM icon
Rithm Capital
RITM
+$740K

Sector Composition

Rank Sector Weight
1 Technology 8.14%
2 Financials 5.68%
3 Industrials 4.64%
4 Communication Services 4.12%
5 Consumer Discretionary 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBH
76
Neuberger Municipal Fund Inc
NBH
$310M
$873K 0.34%
52,065
– –
GILD icon
77
Gilead Sciences
GILD
$169B
$872K 0.34%
10,455
-1,660
-14% -$147K
DHR icon
78
Danaher
DHR
$145B
$862K 0.34%
12,705
-308
-2% -$20.1K
PCN
79
PIMCO Corporate & Income Strategy Fund
PCN
$879M
$860K 0.34%
55,964
-471
-0.8% -$6.85K
PG icon
80
Procter & Gamble
PG
$353B
$851K 0.33%
10,055
+216
+2% +$17.7K
CSCO icon
81
Cisco
CSCO
$432B
$848K 0.33%
29,541
-55
-0.2% -$1.54K
JPM icon
82
JPMorgan Chase
JPM
$912B
$811K 0.32%
13,051
-382
-3% -$23.9K
CMCSA icon
83
Comcast
CMCSA
$86.1B
$810K 0.32%
24,846
-2,154
-8% -$66.9K
BP icon
84
BP
BP
$106B
$794K 0.31%
26,584
-1,417
-5% -$38.2K
EFA icon
85
iShares MSCI EAFE ETF
EFA
$76.5B
$781K 0.31%
13,984
-271
-2% -$15.6K
FAX
86
abrdn Asia-Pacific Income Fund
FAX
$596M
$763K 0.3%
25,394
-65
-0.3% -$1.94K
EEM icon
87
iShares MSCI Emerging Markets ETF
EEM
$28B
$749K 0.29%
21,809
-182
-0.8% -$6.11K
WELL icon
88
Welltower
WELL
$170B
$719K 0.28%
9,439
-207
-2% -$14.7K
NRK icon
89
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$931M
$710K 0.28%
49,767
+2,850
+6% +$39.6K
IJS icon
90
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$706K 0.28%
12,094
+3,760
+45% +$216K
BABA icon
91
Alibaba
BABA
$282B
$699K 0.27%
8,789
+298
+4% +$23.3K
ANIP icon
92
ANI Pharmaceuticals
ANIP
$1.86B
$690K 0.27%
12,369
+840
+7% +$40.8K
BOH icon
93
Bank of Hawaii
BOH
$3.4B
$688K 0.27%
10,000
– –
MMM icon
94
3M
MMM
$84.4B
$685K 0.27%
4,678
-655
-12% -$92.4K
RDS.A
95
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$677K 0.27%
12,260
+13
+0.1% +$661
ANH
96
DELISTED
Anworth Mortgage Asset Corporation
ANH
$655K 0.26%
139,350
-14,350
-9% -$67.1K
DD icon
97
DuPont de Nemours
DD
$18.1B
$650K 0.26%
5,162
-116
-2% -$15.3K
IYE icon
98
iShares US Energy ETF
IYE
$1.7B
$631K 0.25%
16,437
+273
+2% +$10.1K
NMO
99
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$616K 0.24%
40,875
+2,675
+7% +$39.5K
QCOM icon
100
Qualcomm
QCOM
$180B
$609K 0.24%
11,365
-300
-3% -$15.8K
2 3
4
5 6

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VCM
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PAIM
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RIA
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SFI
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MAM
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GAM
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NWAM LLC's Q2 2016 Portfolio in Review

As of Q2 2016, NWAM LLC held 273 positions worth $255M, up 0.85% from $252M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC withdrew a net $7.72M in Q2 2016, closing 21 positions and reducing 121 holdings. Its most notable exit was CRH Medical Corporation, an estimated $1.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in iShares Biotechnology ETF worth $582K.

  • NWAM LLC's largest Q2 2016 buy was iShares Biotechnology ETF: 6,786 shares worth $582K.
  • NWAM LLC added most to Vanguard Total Bond Market in Q2 2016, an estimated $438K increase.
  • NWAM LLC's biggest Q2 2016 reduction was Berkshire Hathaway Class B, cutting an estimated $2.55M.
  • NWAM LLC fully exited CRH Medical Corporation in Q2 2016, selling an estimated $1.81M.
  • NWAM LLC's ten largest holdings make up 27% of its $255M portfolio in Q2 2016.
  • NWAM LLC opened 20 new positions and closed 21 in Q2 2016.
  • NWAM LLC's portfolio value rose 0.85% quarter-over-quarter to $255M.

Based on NWAM LLC's 13F filing for Q2 2016, filed 5 Aug 2016.