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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$252M
AUM Growth
+$7.28M
Cap. Flow
-$8.96M
Cap. Flow %
-3.55%
Top 10 Hldgs %
27.77%
Holding
282
New
23
Increased
80
Reduced
122
Closed
29

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$1.09M
2
VUG icon
Vanguard Growth ETF
VUG
+$1.05M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$836K
4
BA icon
Boeing
BA
+$827K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$746K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$11.6M
2
PG icon
Procter & Gamble
PG
+$1.3M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$754K
4
GE icon
GE Aerospace
GE
+$715K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$642K

Sector Composition

Rank Sector Weight
1 Technology 8.83%
2 Financials 5.89%
3 Industrials 4.74%
4 Communication Services 4.29%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIM
76
Chimera Investment
CIM
$1.08B
$825K 0.33%
20,243
-2,270
-10% -$88.2K
CMCSA icon
77
Comcast
CMCSA
$85B
$825K 0.33%
27,000
+2,060
+8% +$59.1K
JNK icon
78
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$825K 0.33%
8,027
-250
-3% -$24.9K
EFA icon
79
iShares MSCI EAFE ETF
EFA
$76.5B
$815K 0.32%
14,255
-81
-0.6% -$4.46K
PG icon
80
Procter & Gamble
PG
$349B
$810K 0.32%
9,839
-16,182
-62% -$1.3M
JPM icon
81
JPMorgan Chase
JPM
$907B
$795K 0.32%
13,433
-1,976
-13% -$115K
PCN
82
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$776K 0.31%
56,435
+1,258
+2% +$16.8K
FAX
83
abrdn Asia-Pacific Income Fund
FAX
$592M
$764K 0.3%
25,459
-4,196
-14% -$116K
EWZ icon
84
iShares MSCI Brazil ETF
EWZ
$9.1B
$760K 0.3%
28,916
-1,486
-5% -$31.9K
EEM icon
85
iShares MSCI Emerging Markets ETF
EEM
$28B
$753K 0.3%
21,991
-1
-0% -$31
MMM icon
86
3M
MMM
$83.4B
$743K 0.29%
5,333
+178
+3% +$22.9K
ANH
87
DELISTED
Anworth Mortgage Asset Corporation
ANH
$716K 0.28%
153,700
-2,000
-1% -$8.94K
BP icon
88
BP
BP
$108B
$711K 0.28%
28,001
+1,767
+7% +$44.6K
BOH icon
89
Bank of Hawaii
BOH
$3.4B
$683K 0.27%
10,000
– –
TMUS icon
90
T-Mobile US
TMUS
$208B
$682K 0.27%
17,810
+818
+5% +$30.9K
DD icon
91
DuPont de Nemours
DD
$18.3B
$680K 0.27%
5,278
-789
-13% -$94.6K
BKLN icon
92
Invesco Senior Loan ETF
BKLN
$7.19B
$675K 0.27%
29,738
-1,015
-3% -$22.6K
O icon
93
Realty Income
O
$61.3B
$675K 0.27%
11,140
+2,322
+26% +$129K
BABA icon
94
Alibaba
BABA
$276B
$671K 0.27%
8,491
-165,309
-95% -$11.6M
WELL icon
95
Welltower
WELL
$172B
$669K 0.27%
9,646
-139
-1% -$8.96K
MCD icon
96
McDonald's
MCD
$190B
$645K 0.26%
5,135
-804
-14% -$96.1K
KOL
97
DELISTED
VanEck Vectors Coal ETF
KOL
$638K 0.25%
8,473
-504
-6% -$32.7K
GOOG icon
98
Alphabet (Google) Class C
GOOG
$4.22T
$636K 0.25%
17,080
-700
-4% -$25.1K
NRK icon
99
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$925M
$631K 0.25%
46,917
+8,800
+23% +$116K
ENBL
100
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$614K 0.24%
71,679
-1,715
-2% -$12.1K
2 3
4
5 6

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NWAM LLC's Q1 2016 Portfolio in Review

As of Q1 2016, NWAM LLC held 282 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC withdrew a net $8.96M in Q1 2016, closing 29 positions and reducing 122 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $754K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Credit Strategies Income Fund worth $874K.

  • NWAM LLC's largest Q1 2016 buy was Nuveen Credit Strategies Income Fund: 110,505 shares worth $874K.
  • NWAM LLC added most to Vanguard Value ETF in Q1 2016, an estimated $1.09M increase.
  • NWAM LLC's biggest Q1 2016 reduction was Alibaba, cutting an estimated $11.6M.
  • NWAM LLC fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2016, selling an estimated $754K.
  • NWAM LLC's ten largest holdings make up 28% of its $252M portfolio in Q1 2016.
  • NWAM LLC opened 23 new positions and closed 29 in Q1 2016.
  • NWAM LLC's portfolio value rose 3% quarter-over-quarter to $252M.

Based on NWAM LLC's 13F filing for Q1 2016, filed 16 May 2016.