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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$245M
AUM Growth
+$125M
Cap. Flow
+$132M
Cap. Flow %
54.03%
Top 10 Hldgs %
27.24%
Holding
269
New
125
Increased
68
Reduced
62
Closed
10

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$13.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7.95M
3
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.3M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M
5
BND icon
Vanguard Total Bond Market
BND
+$4.66M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$797K
2
DAL icon
Delta Air Lines
DAL
+$402K
3
UNH icon
UnitedHealth
UNH
+$389K
4
MSFT icon
Microsoft
MSFT
+$324K
5
CVX icon
Chevron
CVX
+$236K

Sector Composition

Rank Sector Weight
1 Technology 9.33%
2 Financials 6.1%
3 Industrials 5.42%
4 Consumer Discretionary 4.36%
5 Communication Services 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
76
Danaher
DHR
$144B
$812K 0.33%
13,014
-376
-3% -$23.5K
DD icon
77
DuPont de Nemours
DD
$18.3B
$791K 0.32%
6,067
+539
+10% +$69.2K
VOT icon
78
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$775K 0.32%
7,771
+3,771
+94% +$382K
FV icon
79
First Trust Dorsey Wright Focus 5 ETF
FV
$3.62B
$754K 0.31%
32,105
+1,105
+4% +$25.6K
PCN
80
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$739K 0.3%
+55,177
New +$751K
EEM icon
81
iShares MSCI Emerging Markets ETF
EEM
$28B
$708K 0.29%
+21,992
New +$754K
CMCSA icon
82
Comcast
CMCSA
$85B
$704K 0.29%
24,940
+6,940
+39% +$209K
MCD icon
83
McDonald's
MCD
$190B
$702K 0.29%
5,939
+939
+19% +$105K
BP icon
84
BP
BP
$108B
$690K 0.28%
26,234
-7,044
-21% -$200K
FAX
85
abrdn Asia-Pacific Income Fund
FAX
$592M
$690K 0.28%
+29,655
New +$817K
BKLN icon
86
Invesco Senior Loan ETF
BKLN
$7.19B
$689K 0.28%
+30,753
New +$700K
ANH
87
DELISTED
Anworth Mortgage Asset Corporation
ANH
$677K 0.28%
155,700
+3,700
+2% +$17.5K
GOOG icon
88
Alphabet (Google) Class C
GOOG
$4.22T
$675K 0.28%
17,780
-22,220
-56% -$797K
ENBL
89
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$675K 0.28%
73,394
+40,394
+122% +$429K
WELL icon
90
Welltower
WELL
$172B
$666K 0.27%
+9,785
New +$639K
TMUS icon
91
T-Mobile US
TMUS
$208B
$665K 0.27%
16,992
-1,008
-6% -$38.9K
MMM icon
92
3M
MMM
$83.4B
$647K 0.26%
5,155
+371
+8% +$47.7K
PCP
93
DELISTED
PRECISION CASTPARTS CORP
PCP
$634K 0.26%
2,733
-267
-9% -$61.7K
BOH icon
94
Bank of Hawaii
BOH
$3.4B
$629K 0.26%
10,000
– –
EWZ icon
95
iShares MSCI Brazil ETF
EWZ
$9.1B
$629K 0.26%
+30,402
New +$708K
CNXM
96
DELISTED
CNX Midstream Partners LP
CNXM
$605K 0.25%
+61,441
New +$659K
MQT
97
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$596K 0.24%
+44,885
New +$587K
QCOM icon
98
Qualcomm
QCOM
$181B
$596K 0.24%
11,921
-79
-0.7% -$4.21K
IWN icon
99
iShares Russell 2000 Value ETF
IWN
$14.4B
$594K 0.24%
+6,457
New +$613K
AMGN icon
100
Amgen
AMGN
$198B
$582K 0.24%
3,586
+586
+20% +$92.1K
2 3
4
5 6

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VCM
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PAIM
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RIA
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SFI
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MAM
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NWAM LLC's Q4 2015 Portfolio in Review

As of Q4 2015, NWAM LLC held 269 positions worth $245M, up 103% from $121M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $132M of net new capital in Q4 2015, opening 125 new positions and adding to 68 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 16% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $797K trimmed.

  • NWAM LLC's largest Q4 2015 buy was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.
  • NWAM LLC added most to Alibaba in Q4 2015, an estimated $13.2M increase.
  • NWAM LLC's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $797K.
  • NWAM LLC fully exited Delta Air Lines in Q4 2015, selling an estimated $402K.
  • NWAM LLC's ten largest holdings make up 27% of its $245M portfolio in Q4 2015.
  • NWAM LLC opened 125 new positions and closed 10 in Q4 2015.
  • NWAM LLC's portfolio value rose 103% quarter-over-quarter to $245M.

Based on NWAM LLC's 13F filing for Q4 2015, filed 12 Feb 2016.