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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.02%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$239M
AUM Growth
+$5.16M
Cap. Flow
+$9.72M
Cap. Flow %
4.07%
Top 10 Hldgs %
28.82%
Holding
290
New
39
Increased
141
Reduced
63
Closed
41

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$4.12M
2
AAPL icon
Apple
AAPL
+$3.85M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.27M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.59M
5
VUG icon
Vanguard Growth ETF
VUG
+$2.07M

Top Sells

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$4.71M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.44M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.43M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.36M
5
DRA
Diversified Real Asset Income Fd
DRA
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 9.79%
2 Financials 5.85%
3 Industrials 5.6%
4 Energy 4.26%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
76
Danaher
DHR
$144B
$762K 0.32%
13,390
+145
+1% +$8.3K
PCN
77
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$762K 0.32%
54,000
+941
+2% +$14.2K
FV icon
78
First Trust Dorsey Wright Focus 5 ETF
FV
$3.62B
$761K 0.32%
+31,000
New +$753K
KOL
79
DELISTED
VanEck Vectors Coal ETF
KOL
$759K 0.32%
6,700
+564
+9% +$73.8K
ANH
80
DELISTED
Anworth Mortgage Asset Corporation
ANH
$747K 0.31%
152,000
+450
+0.3% +$2.33K
DVY icon
81
iShares Select Dividend ETF
DVY
$23.8B
$746K 0.31%
10,000
-31,069
-76% -$2.43M
DD icon
82
DuPont de Nemours
DD
$18.3B
$730K 0.31%
5,528
+1,514
+38% +$196K
SHY icon
83
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$703K 0.29%
+8,000
New +$679K
TMUS icon
84
T-Mobile US
TMUS
$208B
$673K 0.28%
17,000
+140
+0.8% +$5.02K
BBLU
85
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$672K 0.28%
616,000
+12,312
+2% +$13.8K
BOH icon
86
Bank of Hawaii
BOH
$3.4B
$667K 0.28%
10,000
– –
UNP icon
87
Union Pacific
UNP
$179B
$662K 0.28%
7,000
+1,298
+23% +$135K
KMI icon
88
Kinder Morgan
KMI
$71.9B
$653K 0.27%
17,000
+3,023
+22% +$126K
COP icon
89
ConocoPhillips
COP
$140B
$645K 0.27%
11,000
+2,081
+23% +$136K
MCD icon
90
McDonald's
MCD
$190B
$643K 0.27%
7,000
+74
+1% +$7.16K
IJR icon
91
iShares Core S&P Small-Cap ETF
IJR
$110B
$637K 0.27%
10,000
+3,628
+57% +$215K
BGT icon
92
BlackRock Floating Rate Income Trust
BGT
$316M
$628K 0.26%
48,000
+938
+2% +$12.5K
MMM icon
93
3M
MMM
$83.4B
$624K 0.26%
4,784
+44
+0.9% +$5.9K
AMTX icon
94
Aemetis
AMTX
$110M
$621K 0.26%
172,000
+35,055
+26% +$153K
MQT
95
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$616K 0.26%
49,000
+115
+0.2% +$1.5K
KG
96
Kestrel Group
KG
$72M
$595K 0.25%
1,900
+245
+15% +$71.6K
GASS icon
97
StealthGas
GASS
$317M
$594K 0.25%
88,000
-50
-0.1% -$334
MUI
98
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$574K 0.24%
42,000
+5,800
+16% +$81.8K
BABA icon
99
Alibaba
BABA
$276B
$568K 0.24%
7,000
-1,523
-18% -$131K
DSL
100
DoubleLine Income Solutions Fund
DSL
$1.22B
$563K 0.24%
28,000
-371
-1% -$7.52K
2 3
4
5 6

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PAIM
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NWAM LLC's Q2 2015 Portfolio in Review

As of Q2 2015, NWAM LLC held 290 positions worth $239M, up 2.2% from $234M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $9.72M of net new capital in Q2 2015, opening 39 new positions and adding to 141 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 8.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.43M trimmed.

  • NWAM LLC's largest Q2 2015 buy was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.
  • NWAM LLC added most to Apple in Q2 2015, an estimated $3.85M increase.
  • NWAM LLC's biggest Q2 2015 reduction was iShares Select Dividend ETF, cutting an estimated $2.43M.
  • NWAM LLC fully exited Rithm Capital in Q2 2015, selling an estimated $4.71M.
  • NWAM LLC's ten largest holdings make up 29% of its $239M portfolio in Q2 2015.
  • NWAM LLC opened 39 new positions and closed 41 in Q2 2015.
  • NWAM LLC's portfolio value rose 2.2% quarter-over-quarter to $239M.

Based on NWAM LLC's 13F filing for Q2 2015, filed 15 Oct 2015.