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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+2.01%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$229M
AUM Growth
-$51.8M
Cap. Flow
-$60.6M
Cap. Flow %
-26.48%
Top 10 Hldgs %
27.41%
Holding
313
New
17
Increased
57
Reduced
143
Closed
72

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$959K
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$920K
3
BKK
Blackrock Municipal 2020 Term Trust
BKK
+$730K
4
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
+$424K
5
ONIT
Onity Group
ONIT
+$390K

Top Sells

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$7.43M
2
PG icon
Procter & Gamble
PG
+$3.78M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.94M
4
PM icon
Philip Morris
PM
+$1.85M
5
MSFT icon
Microsoft
MSFT
+$1.7M

Sector Composition

Rank Sector Weight
1 Technology 8.32%
2 Financials 7.05%
3 Industrials 4.85%
4 Energy 4.02%
5 Real Estate 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
76
Gilead Sciences
GILD
$166B
$796K 0.35%
8,450
+2,227
+36% +$230K
ANH
77
DELISTED
Anworth Mortgage Asset Corporation
ANH
$796K 0.35%
151,550
+5,850
+4% +$30.6K
PCN
78
PIMCO Corporate & Income Strategy Fund
PCN
$877M
$788K 0.34%
52,145
-543
-1% -$8.73K
VB icon
79
Vanguard Small-Cap ETF
VB
$79.6B
$766K 0.33%
6,563
-415
-6% -$47.2K
DHR icon
80
Danaher
DHR
$143B
$763K 0.33%
13,245
-1,313
-9% -$71.2K
MNKD icon
81
MannKind Corp
MNKD
$1.25B
$750K 0.33%
28,750
-571
-2% -$16.1K
CWB icon
82
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$747K 0.33%
15,924
+809
+5% +$39.6K
BKK
83
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$742K 0.32%
+45,275
New +$730K
TMUS icon
84
T-Mobile US
TMUS
$211B
$733K 0.32%
27,196
+1,818
+7% +$50.3K
FAX
85
abrdn Asia-Pacific Income Fund
FAX
$597M
$714K 0.31%
21,447
+637
+3% +$21.9K
VEU icon
86
Vanguard FTSE All-World ex-US ETF
VEU
$65.5B
$712K 0.31%
15,197
+212
+1% +$10.2K
CHK
87
DELISTED
Chesapeake Energy Corporation
CHK
$696K 0.3%
178
+25
+16% +$104K
F icon
88
Ford
F
$55.9B
$683K 0.3%
44,052
-6,227
-12% -$91.8K
PCP
89
DELISTED
PRECISION CASTPARTS CORP
PCP
$683K 0.3%
2,834
-745
-21% -$172K
UNP icon
90
Union Pacific
UNP
$176B
$679K 0.3%
5,701
-6,450
-53% -$740K
AMGN icon
91
Amgen
AMGN
$197B
$673K 0.29%
4,222
-2,795
-40% -$436K
BBLU
92
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$656K 0.29%
607,663
+31,544
+5% +$50K
MQT
93
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$645K 0.28%
48,885
-7
-0% -$92
TIP icon
94
iShares TIPS Bond ETF
TIP
$14.6B
$644K 0.28%
5,746
-361
-6% -$40.8K
BABA icon
95
Alibaba
BABA
$290B
$639K 0.28%
6,146
+1,361
+28% +$140K
MMM icon
96
3M
MMM
$83.8B
$629K 0.27%
4,576
-648
-12% -$83.2K
EMC
97
DELISTED
EMC CORPORATION
EMC
$623K 0.27%
20,961
-5,743
-22% -$167K
GOOG icon
98
Alphabet (Google) Class C
GOOG
$4.29T
$609K 0.27%
23,103
-5,054
-18% -$136K
BGT icon
99
BlackRock Floating Rate Income Trust
BGT
$319M
$603K 0.26%
46,952
+12,333
+36% +$162K
CSCO icon
100
Cisco
CSCO
$440B
$594K 0.26%
21,363
-4,045
-16% -$104K
2 3
4
5 6

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PAIM
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SFI
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NWAM LLC's Q4 2014 Portfolio in Review

As of Q4 2014, NWAM LLC held 313 positions worth $229M, down 18% from $281M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC withdrew a net $60.6M in Q4 2014, closing 72 positions and reducing 143 holdings. Its most notable exit was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $2.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Royal Dutch Shell PLC ADS Class A worth $890K.

  • NWAM LLC's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 13,295 shares worth $890K.
  • NWAM LLC added most to Invesco QQQ Trust in Q4 2014, an estimated $959K increase.
  • NWAM LLC's biggest Q4 2014 reduction was Starbucks, cutting an estimated $7.43M.
  • NWAM LLC fully exited State Street SPDR Portfolio Aggregate Bond ETF in Q4 2014, selling an estimated $2.94M.
  • NWAM LLC's ten largest holdings make up 27% of its $229M portfolio in Q4 2014.
  • NWAM LLC opened 17 new positions and closed 72 in Q4 2014.
  • NWAM LLC's portfolio value fell 18% quarter-over-quarter to $229M.

Based on NWAM LLC's 13F filing for Q4 2014, filed 9 Sep 2016.