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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$206M
AUM Growth
+$8.06M
Cap. Flow
-$14.2M
Cap. Flow %
-6.9%
Top 10 Hldgs %
23.6%
Holding
224
New
16
Increased
76
Reduced
112
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.27M
2
VTV icon
Vanguard Value ETF
VTV
+$1.15M
3
S
Sprint Corporation
S
+$1.02M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$953K
5
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$685K

Top Sells

Rank Stock Value
1
EPC icon
Edgewell Personal Care
EPC
+$13.7M
2
SBUX icon
Starbucks
SBUX
+$1.33M
3
AAPL icon
Apple
AAPL
+$1.15M
4
FON
SPRINT CORP FON COM
FON
+$965K
5
VB icon
Vanguard Small-Cap ETF
VB
+$657K

Sector Composition

Rank Sector Weight
1 Technology 11.88%
2 Financials 10.12%
3 Industrials 6.79%
4 Consumer Discretionary 5.92%
5 Healthcare 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
76
Duke Energy
DUK
$97.5B
$692K 0.34%
10,368
+493
+5% +$33.6K
FTR
77
DELISTED
Frontier Communications Corp.
FTR
$686K 0.33%
10,949
-350
-3% -$22.8K
C icon
78
Citigroup
C
$217B
$663K 0.32%
13,664
+235
+2% +$11.9K
DHR icon
79
Danaher
DHR
$144B
$652K 0.32%
14,002
-1,332
-9% -$60.4K
UNP icon
80
Union Pacific
UNP
$179B
$642K 0.31%
16,540
-112
-0.7% -$8.85K
EMC
81
DELISTED
EMC CORPORATION
EMC
$633K 0.31%
24,748
-2,032
-8% -$52.8K
AXP icon
82
American Express
AXP
$242B
$591K 0.29%
7,820
-79
-1% -$5.94K
BOH icon
83
Bank of Hawaii
BOH
$3.4B
$591K 0.29%
10,861
-892
-8% -$48.2K
IJH icon
84
iShares Core S&P Mid-Cap ETF
IJH
$122B
$590K 0.29%
23,760
-595
-2% -$14.5K
PFF icon
85
iShares Preferred and Income Securities ETF
PFF
$13.3B
$583K 0.28%
15,341
+2,375
+18% +$90.8K
MON
86
DELISTED
Monsanto Co
MON
$573K 0.28%
5,491
-309
-5% -$31K
JWN
87
DELISTED
Nordstrom
JWN
$569K 0.28%
10,119
+631
+7% +$37.3K
PM icon
88
Philip Morris
PM
$301B
$567K 0.28%
6,552
+2
+0% +$175
FCX icon
89
Freeport-McMoran
FCX
$83.9B
$559K 0.27%
16,905
+6,775
+67% +$207K
META icon
90
Meta Platforms (Facebook)
META
$1.64T
$558K 0.27%
11,106
-3,054
-22% -$114K
MCD icon
91
McDonald's
MCD
$190B
$557K 0.27%
5,788
+158
+3% +$15.4K
NMY
92
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$551K 0.27%
+55,012
New +$685K
JCI icon
93
Johnson Controls International
JCI
$85.7B
$526K 0.26%
12,101
-1,869
-13% -$79.2K
IBM icon
94
IBM
IBM
$200B
$525K 0.26%
2,964
+92
+3% +$16.7K
IJS icon
95
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$497K 0.24%
9,716
-912
-9% -$45.4K
VEA icon
96
Vanguard FTSE Developed Markets ETF
VEA
$226B
$494K 0.24%
+12,487
New +$475K
RIG icon
97
Transocean
RIG
$5.69B
$481K 0.23%
+10,807
New +$511K
TSN icon
98
Tyson Foods
TSN
$20.3B
$460K 0.22%
16,257
-1,646
-9% -$47.7K
ABT icon
99
Abbott
ABT
$175B
$458K 0.22%
13,811
+27
+0.2% +$947
VCSH icon
100
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$455K 0.22%
5,714
-8,179
-59% -$649K
2 3
4
5 6

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VCM
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PAIM
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RIA
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NWAM LLC's Q3 2013 Portfolio in Review

As of Q3 2013, NWAM LLC held 224 positions worth $206M, up 4.1% from $198M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $14.2M in Q3 2013, closing 17 positions and reducing 112 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $965K position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Sprint Corporation worth $965K.

  • NWAM LLC's largest Q3 2013 buy was Sprint Corporation: 155,159 shares worth $965K.
  • NWAM LLC added most to Microsoft in Q3 2013, an estimated $1.27M increase.
  • NWAM LLC's biggest Q3 2013 reduction was Edgewell Personal Care, cutting an estimated $13.7M.
  • NWAM LLC fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $965K.
  • NWAM LLC's ten largest holdings make up 24% of its $206M portfolio in Q3 2013.
  • NWAM LLC opened 16 new positions and closed 17 in Q3 2013.
  • NWAM LLC's portfolio value rose 4.1% quarter-over-quarter to $206M.

Based on NWAM LLC's 13F filing for Q3 2013, filed 9 Sep 2016.