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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARR icon
51
Carrier Global
CARR
$57.1B
$4.44M 0.45%
80,463
-16,275
-17% -$896K
AVIV icon
52
Avantis International Large Cap Value ETF
AVIV
$1.9B
$4.43M 0.45%
91,993
+3,735
+4% +$183K
SHY icon
53
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$4.41M 0.45%
54,455
-388
-0.7% -$31.4K
VIG icon
54
Vanguard Dividend Appreciation ETF
VIG
$111B
$4.33M 0.44%
27,860
-10,210
-27% -$1.66M
DIA icon
55
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$4.26M 0.43%
12,732
-122
-0.9% -$42.3K
USB icon
56
US Bancorp
USB
$98.4B
$4.1M 0.42%
123,884
+634
+0.5% +$23.1K
BG icon
57
Bunge Global
BG
$23.1B
$4.08M 0.41%
37,710
-5,772
-13% -$633K
AMLP icon
58
Alerian MLP ETF
AMLP
$12.7B
$3.93M 0.4%
93,194
+1,359
+1% +$55.8K
AMGN icon
59
Amgen
AMGN
$198B
$3.89M 0.39%
14,472
-287
-2% -$71.6K
AVGO icon
60
Broadcom
AVGO
$1.76T
$3.88M 0.39%
46,730
-2,440
-5% -$212K
SBUX icon
61
Starbucks
SBUX
$120B
$3.85M 0.39%
42,209
-26,188
-38% -$2.57M
CVX icon
62
Chevron
CVX
$373B
$3.83M 0.39%
22,691
-2,202
-9% -$356K
PCAR icon
63
PACCAR
PCAR
$66.4B
$3.78M 0.38%
44,451
-1,571
-3% -$134K
META icon
64
Meta Platforms (Facebook)
META
$1.64T
$3.72M 0.38%
12,396
+2,535
+26% +$764K
NOW icon
65
ServiceNow
NOW
$106B
$3.7M 0.38%
33,095
+8,280
+33% +$945K
IWM icon
66
iShares Russell 2000 ETF
IWM
$82.2B
$3.66M 0.37%
20,713
-4,638
-18% -$871K
JNJ icon
67
Johnson & Johnson
JNJ
$609B
$3.59M 0.36%
23,079
-10,728
-32% -$1.77M
CG icon
68
Carlyle Group
CG
$16.6B
$3.58M 0.36%
118,710
+88,678
+295% +$2.86M
PG icon
69
Procter & Gamble
PG
$349B
$3.51M 0.36%
24,058
-9,916
-29% -$1.51M
ZBH icon
70
Zimmer Biomet
ZBH
$17.6B
$3.5M 0.35%
31,145
-5,260
-14% -$668K
VOO icon
71
Vanguard S&P 500 ETF
VOO
$974B
$3.38M 0.34%
8,612
+1,652
+24% +$675K
HON icon
72
Honeywell
HON
$71.3B
$3.35M 0.34%
19,253
+8,233
+75% +$1.51M
IXUS icon
73
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$3.15M 0.32%
52,511
+4,614
+10% +$288K
UNG icon
74
United States Natural Gas Fund
UNG
$374M
$3.05M 0.31%
111,528
-1,188
-1% -$33.2K
ISRG icon
75
Intuitive Surgical
ISRG
$122B
$3.04M 0.31%
10,411
+212
+2% +$66.2K
1 2
3
4 5

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.