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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
51
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$4.53M 0.46%
109,472
-50,834
-32% -$2.17M
USB icon
52
US Bancorp
USB
$98.6B
$4.52M 0.46%
125,356
-2,969
-2% -$132K
EFV icon
53
iShares MSCI EAFE Value ETF
EFV
$27.3B
$4.5M 0.46%
92,777
-4,711
-5% -$228K
PG icon
54
Procter & Gamble
PG
$349B
$4.48M 0.45%
30,147
+54
+0.2% +$7.72K
IXUS icon
55
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$4.43M 0.45%
71,504
+1,548
+2% +$94.8K
ESGU icon
56
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$4.25M 0.43%
46,956
-28,456
-38% -$2.52M
JNJ icon
57
Johnson & Johnson
JNJ
$602B
$4.17M 0.42%
26,891
-10,084
-27% -$1.63M
BA icon
58
Boeing
BA
$165B
$4.12M 0.42%
19,403
-7,422
-28% -$1.54M
BMY icon
59
Bristol-Myers Squibb
BMY
$124B
$4.02M 0.41%
57,942
-3,136
-5% -$221K
EWJ icon
60
iShares MSCI Japan ETF
EWJ
$21.6B
$4.01M 0.41%
+68,343
New +$3.89M
TECK icon
61
Teck Resources
TECK
$26.5B
$4M 0.41%
109,723
+18,917
+21% +$751K
VNQ icon
62
Vanguard Real Estate ETF
VNQ
$39.5B
$4M 0.41%
48,214
-64,733
-57% -$5.56M
SLV icon
63
iShares Silver Trust
SLV
$27.5B
$4M 0.41%
180,712
+8,617
+5% +$178K
VEA icon
64
Vanguard FTSE Developed Markets ETF
VEA
$225B
$3.95M 0.4%
87,425
-54,821
-39% -$2.44M
BG icon
65
Bunge Global
BG
$23.2B
$3.93M 0.4%
41,162
+909
+2% +$88.3K
CVX icon
66
Chevron
CVX
$376B
$3.91M 0.4%
23,941
-2,335
-9% -$391K
LLY icon
67
Eli Lilly
LLY
$1.05T
$3.89M 0.39%
11,338
-162
-1% -$54.6K
PXD
68
DELISTED
Pioneer Natural Resource Co.
PXD
$3.84M 0.39%
18,811
+741
+4% +$159K
AEM icon
69
Agnico Eagle Mines
AEM
$68.4B
$3.82M 0.39%
74,957
+6,996
+10% +$359K
EXE
70
Expand Energy Corp
EXE
$20.8B
$3.81M 0.39%
50,042
+5,946
+13% +$489K
IWP icon
71
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$3.78M 0.38%
41,527
-4,327
-9% -$386K
DVN icon
72
Devon Energy
DVN
$50.4B
$3.78M 0.38%
74,613
+12,703
+21% +$723K
XLV icon
73
State Street Health Care Select Sector SPDR ETF
XLV
$41.5B
$3.75M 0.38%
28,939
-7,029
-20% -$918K
ZBH icon
74
Zimmer Biomet
ZBH
$17.3B
$3.56M 0.36%
27,561
+1,334
+5% +$167K
VB icon
75
Vanguard Small-Cap ETF
VB
$79.6B
$3.49M 0.35%
18,400
-11,271
-38% -$2.19M
1 2
3
4 5

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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.