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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
51
PayPal
PYPL
$49.9B
$5.11M 0.46%
19,651
-89
-0.5% -$25.3K
VCSH icon
52
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$4.91M 0.45%
59,541
-23,951
-29% -$1.98M
EFV icon
53
iShares MSCI EAFE Value ETF
EFV
$26B
$4.86M 0.44%
95,567
-16,600
-15% -$860K
VIG icon
54
Vanguard Dividend Appreciation ETF
VIG
$111B
$4.85M 0.44%
31,569
+2,358
+8% +$376K
VOT icon
55
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$4.67M 0.42%
19,784
+34
+0.2% +$8.23K
ECL icon
56
Ecolab
ECL
$76.8B
$4.55M 0.41%
21,790
+1,063
+5% +$233K
IJH icon
57
iShares Core S&P Mid-Cap ETF
IJH
$122B
$4.43M 0.4%
84,285
-46,160
-35% -$2.48M
VO icon
58
Vanguard Mid-Cap ETF
VO
$106B
$4.41M 0.4%
74,536
-5,044
-6% -$305K
VWO icon
59
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.39M 0.4%
87,767
-7,505
-8% -$388K
SE icon
60
Sea Limited
SE
$63.7B
$4.37M 0.4%
13,710
-2,385
-15% -$732K
WAB icon
61
Wabtec
WAB
$44.5B
$4.33M 0.39%
50,250
+3,813
+8% +$328K
BIV icon
62
Vanguard Intermediate-Term Bond ETF
BIV
$29.1B
$4.16M 0.38%
46,500
+1,401
+3% +$127K
VEU icon
63
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$4.16M 0.38%
68,156
-3,425
-5% -$215K
ADM icon
64
Archer Daniels Midland
ADM
$41.4B
$4.08M 0.37%
67,938
-2,263
-3% -$136K
ZBH icon
65
Zimmer Biomet
ZBH
$17.6B
$4.02M 0.36%
28,289
+1,606
+6% +$236K
NOC icon
66
Northrop Grumman
NOC
$74.1B
$3.96M 0.36%
11,006
+4,813
+78% +$1.74M
JPM icon
67
JPMorgan Chase
JPM
$907B
$3.86M 0.35%
23,600
-850
-3% -$133K
HON icon
68
Honeywell
HON
$71.3B
$3.83M 0.35%
19,137
+1,101
+6% +$235K
LQD icon
69
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$3.82M 0.35%
28,740
+1,016
+4% +$137K
GT icon
70
Goodyear
GT
$2.1B
$3.7M 0.34%
208,925
-4,367
-2% -$70.9K
FCX icon
71
Freeport-McMoran
FCX
$83.9B
$3.69M 0.33%
113,475
+12,049
+12% +$424K
XLK icon
72
State Street Technology Select Sector SPDR ETF
XLK
$114B
$3.67M 0.33%
49,154
+38,186
+348% +$2.95M
VGT icon
73
Vanguard Information Technology ETF
VGT
$139B
$3.66M 0.33%
72,904
+15,768
+28% +$817K
SLB icon
74
SLB Ltd
SLB
$70.3B
$3.65M 0.33%
123,091
+2,816
+2% +$80.7K
IWM icon
75
iShares Russell 2000 ETF
IWM
$82.2B
$3.6M 0.33%
16,444
+665
+4% +$147K
1 2
3
4 5

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PAIM
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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.