We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
51
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$2.63M 0.45%
104,092
+15,980
+18% +$404K
PCAR icon
52
PACCAR
PCAR
$66.4B
$2.59M 0.45%
49,083
+2,244
+5% +$115K
VEU icon
53
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.35M 0.41%
43,699
+1,432
+3% +$74.4K
T icon
54
AT&T
T
$152B
$2.33M 0.4%
78,983
+2,399
+3% +$69.3K
IWM icon
55
iShares Russell 2000 ETF
IWM
$82.2B
$2.31M 0.4%
13,968
+2,077
+17% +$328K
DVY icon
56
iShares Select Dividend ETF
DVY
$23.8B
$2.24M 0.39%
21,241
+14
+0.1% +$1.44K
MDY icon
57
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$2.23M 0.39%
5,949
+324
+6% +$117K
VTI icon
58
Vanguard Total Stock Market ETF
VTI
$658B
$2.2M 0.38%
13,465
-111
-0.8% -$17.4K
ITOT icon
59
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$2.18M 0.38%
30,033
+22
+0.1% +$1.53K
META icon
60
Meta Platforms (Facebook)
META
$1.64T
$2.12M 0.37%
10,320
-648
-6% -$126K
VBR icon
61
Vanguard Small-Cap Value ETF
VBR
$37.1B
$2.09M 0.36%
15,247
-176
-1% -$23.3K
BABA icon
62
Alibaba
BABA
$276B
$2.07M 0.36%
9,751
+149
+2% +$28K
EEM icon
63
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.97M 0.34%
43,917
+5,425
+14% +$233K
AAAU icon
64
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.44B
$1.96M 0.34%
129,645
+46,595
+56% +$690K
ABBV icon
65
AbbVie
ABBV
$450B
$1.95M 0.34%
22,007
-3,117
-12% -$259K
HFWA icon
66
Heritage Financial
HFWA
$1.26B
$1.94M 0.34%
68,497
-240
-0.3% -$6.62K
IMCV icon
67
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.12B
$1.93M 0.33%
34,386
+3,006
+10% +$163K
CSCO icon
68
Cisco
CSCO
$441B
$1.92M 0.33%
40,114
-10,160
-20% -$472K
XLRE icon
69
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.56B
$1.91M 0.33%
+49,299
New +$1.91M
DIS icon
70
Walt Disney
DIS
$170B
$1.86M 0.32%
12,845
+4,163
+48% +$581K
BAC icon
71
Bank of America
BAC
$430B
$1.86M 0.32%
52,697
-1,669
-3% -$53.9K
VCSH icon
72
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$1.82M 0.31%
22,428
+5
+0% +$405
IJS icon
73
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$1.81M 0.31%
22,488
-836
-4% -$64.8K
EMB icon
74
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.8M 0.31%
15,729
+1,894
+14% +$214K
CNXM
75
DELISTED
CNX Midstream Partners LP
CNXM
$1.8M 0.31%
109,250
+20,001
+22% +$287K
1 2
3
4 5

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.