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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.73%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$395M
AUM Growth
+$10.1M
Cap. Flow
-$6.25M
Cap. Flow %
-1.58%
Top 10 Hldgs %
24.78%
Holding
343
New
16
Increased
124
Reduced
130
Closed
20

Top Buys

Rank Stock Value
1
HCR
Hi-Crush Inc. Common Stock
HCR
+$763K
2
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
+$593K
3
GEL icon
Genesis Energy
GEL
+$447K
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$381K
5
PCAR icon
PACCAR
PCAR
+$375K

Top Sells

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$2.54M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.4M
3
CNXM
CNX Midstream Partners LP
CNXM
+$1.01M
4
AAPL icon
Apple
AAPL
+$795K
5
AMZN icon
Amazon
AMZN
+$581K

Sector Composition

Rank Sector Weight
1 Technology 9.3%
2 Financials 7.16%
3 Industrials 5.76%
4 Consumer Discretionary 4.09%
5 Healthcare 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
51
Bank of America
BAC
$430B
$1.98M 0.5%
66,982
+1,305
+2% +$36K
GOOG icon
52
Alphabet (Google) Class C
GOOG
$4.22T
$1.96M 0.5%
37,440
+1,900
+5% +$96.7K
GOOGL icon
53
Alphabet (Google) Class A
GOOGL
$4.23T
$1.89M 0.48%
35,840
+1,380
+4% +$71.2K
XOM icon
54
ExxonMobil
XOM
$611B
$1.87M 0.47%
22,384
-853
-4% -$70.5K
CSCO icon
55
Cisco
CSCO
$441B
$1.76M 0.45%
46,017
-1,649
-3% -$58.9K
JPM icon
56
JPMorgan Chase
JPM
$907B
$1.68M 0.43%
15,738
+470
+3% +$47.6K
VCSH icon
57
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$1.67M 0.42%
21,059
-17,566
-45% -$1.4M
IJS icon
58
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$1.65M 0.42%
21,520
+1,194
+6% +$89.9K
IEMG icon
59
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$1.64M 0.42%
28,881
+4,413
+18% +$246K
DD icon
60
DuPont de Nemours
DD
$18.3B
$1.64M 0.41%
9,063
-297
-3% -$53.5K
IWP icon
61
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$1.6M 0.41%
26,584
+1,660
+7% +$97.6K
HYLD
62
DELISTED
High Yield ETF
HYLD
$1.58M 0.4%
43,764
+349
+0.8% +$12.6K
BKK
63
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.54M 0.39%
103,007
– –
T icon
64
AT&T
T
$152B
$1.52M 0.39%
51,815
-4,349
-8% -$119K
IWO icon
65
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.5M 0.38%
8,049
+33
+0.4% +$6.02K
VIG icon
66
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.5M 0.38%
14,675
+3,394
+30% +$334K
TAN icon
67
Invesco Solar ETF
TAN
$1.58B
$1.45M 0.37%
57,502
+1,260
+2% +$30.1K
OEF icon
68
iShares S&P 100 ETF
OEF
$20.1B
$1.44M 0.37%
12,150
+861
+8% +$99.3K
TIP icon
69
iShares TIPS Bond ETF
TIP
$14.5B
$1.43M 0.36%
12,528
+1,161
+10% +$132K
HPS
70
John Hancock Preferred Income Fund III
HPS
$461M
$1.41M 0.36%
74,992
-1,000
-1% -$18.5K
EMB icon
71
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.39M 0.35%
11,954
+423
+4% +$48.9K
MZF
72
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$1.36M 0.34%
101,071
– –
CMCSA icon
73
Comcast
CMCSA
$85B
$1.29M 0.33%
32,334
-358
-1% -$13.5K
BABA icon
74
Alibaba
BABA
$276B
$1.29M 0.33%
7,499
-473
-6% -$84.7K
IMCB icon
75
iShares Morningstar Mid-Cap ETF
IMCB
$1.63B
$1.25M 0.32%
26,888
-356
-1% -$16K
1 2
3
4 5

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PAIM
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NWAM LLC's Q4 2017 Portfolio in Review

As of Q4 2017, NWAM LLC held 343 positions worth $395M, up 2.6% from $385M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

NWAM LLC's Q4 2017 filing shows 16 new, 124 increased, 130 reduced and 20 closed positions. Its largest new stake was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K. The largest sale was Alerian MLP ETF, an estimated $2.54M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.8% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2017 buy was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q4 2017, an estimated $381K increase.
  • NWAM LLC's biggest Q4 2017 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $1.4M.
  • NWAM LLC fully exited Alerian MLP ETF in Q4 2017, selling an estimated $2.54M.
  • NWAM LLC's ten largest holdings make up 25% of its $395M portfolio in Q4 2017.
  • NWAM LLC opened 16 new positions and closed 20 in Q4 2017.
  • NWAM LLC's portfolio value rose 2.6% quarter-over-quarter to $395M.

Based on NWAM LLC's 13F filing for Q4 2017, filed 7 Feb 2018.