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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$385M
AUM Growth
-$190M
Cap. Flow
-$201M
Cap. Flow %
-52.36%
Top 10 Hldgs %
24.13%
Holding
349
New
27
Increased
171
Reduced
79
Closed
22

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.98M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.18M
3
PG icon
Procter & Gamble
PG
+$1.3M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$876K
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$601K

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$1.87M
2
MSFT icon
Microsoft
MSFT
+$692K
3
BND icon
Vanguard Total Bond Market
BND
+$637K
4
DD
Du Pont De Nemours E I
DD
+$578K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$464K

Sector Composition

Rank Sector Weight
1 Technology 8.81%
2 Financials 7.29%
3 Industrials 5.21%
4 Healthcare 4.28%
5 Consumer Discretionary 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
51
ExxonMobil
XOM
$611B
$1.91M 0.5%
23,237
+169
+0.7% +$13.4K
GE icon
52
GE Aerospace
GE
$364B
$1.78M 0.46%
15,346
+938
+7% +$113K
SPY icon
53
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.77M 0.46%
7,037
+48
+0.7% +$11.8K
BNDX icon
54
Vanguard Total International Bond ETF
BNDX
$82.2B
$1.74M 0.45%
31,855
-168
-0.5% -$9.17K
GOOG icon
55
Alphabet (Google) Class C
GOOG
$4.22T
$1.7M 0.44%
35,540
+2,660
+8% +$124K
GOOGL icon
56
Alphabet (Google) Class A
GOOGL
$4.23T
$1.68M 0.44%
34,460
+1,220
+4% +$57.9K
BAC icon
57
Bank of America
BAC
$430B
$1.66M 0.43%
65,677
+1,301
+2% +$31.6K
T icon
58
AT&T
T
$152B
$1.66M 0.43%
56,164
-1,078
-2% -$30.6K
DD icon
59
DuPont de Nemours
DD
$18.3B
$1.64M 0.43%
9,360
+3,500
+60% +$584K
BKK
60
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.61M 0.42%
103,007
– –
CSCO icon
61
Cisco
CSCO
$441B
$1.6M 0.42%
47,666
+2,863
+6% +$91.1K
HYLD
62
DELISTED
High Yield ETF
HYLD
$1.56M 0.41%
43,415
+354
+0.8% +$12.7K
IJS icon
63
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$1.51M 0.39%
20,326
-432
-2% -$30.1K
JPM icon
64
JPMorgan Chase
JPM
$907B
$1.46M 0.38%
15,268
-76
-0.5% -$7.01K
PFF icon
65
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.44M 0.37%
37,073
-568
-2% -$22.1K
IWO icon
66
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.43M 0.37%
8,016
+478
+6% +$81.2K
HPS
67
John Hancock Preferred Income Fund III
HPS
$461M
$1.43M 0.37%
75,992
+5,275
+7% +$99.6K
IWP icon
68
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$1.41M 0.37%
24,924
-400
-2% -$21.9K
MZF
69
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$1.39M 0.36%
101,071
+8,250
+9% +$115K
BABA icon
70
Alibaba
BABA
$276B
$1.38M 0.36%
7,972
+951
+14% +$154K
EMB icon
71
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.34M 0.35%
11,531
+101
+0.9% +$11.7K
GILD icon
72
Gilead Sciences
GILD
$167B
$1.34M 0.35%
16,497
+3,477
+27% +$266K
IEMG icon
73
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$1.32M 0.34%
24,468
+6,602
+37% +$350K
TIP icon
74
iShares TIPS Bond ETF
TIP
$14.5B
$1.29M 0.34%
11,367
-284
-2% -$32.3K
AMGN icon
75
Amgen
AMGN
$198B
$1.28M 0.33%
6,860
-51
-0.7% -$9.04K
1 2
3
4 5

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NWAM LLC's Q3 2017 Portfolio in Review

As of Q3 2017, NWAM LLC held 349 positions worth $385M, down 33% from $575M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $201M in Q3 2017, closing 22 positions and reducing 79 holdings. Its most notable exit was Diversified Real Asset Income Fd, an estimated $1.87M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Real Asset Income & Growth Fund worth $2.18M.

  • NWAM LLC's largest Q3 2017 buy was Nuveen Real Asset Income & Growth Fund: 120,909 shares worth $2.18M.
  • NWAM LLC added most to US Bancorp in Q3 2017, an estimated $2.98M increase.
  • NWAM LLC's biggest Q3 2017 reduction was Microsoft, cutting an estimated $692K.
  • NWAM LLC fully exited Diversified Real Asset Income Fd in Q3 2017, selling an estimated $1.87M.
  • NWAM LLC's ten largest holdings make up 24% of its $385M portfolio in Q3 2017.
  • NWAM LLC opened 27 new positions and closed 22 in Q3 2017.
  • NWAM LLC's portfolio value fell 33% quarter-over-quarter to $385M.

Based on NWAM LLC's 13F filing for Q3 2017, filed 1 Nov 2017.