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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$328M
AUM Growth
+$26.3M
Cap. Flow
+$12M
Cap. Flow %
3.68%
Top 10 Hldgs %
25.83%
Holding
325
New
38
Increased
152
Reduced
83
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.55M
2
USB icon
US Bancorp
USB
+$3.03M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.34M
4
PG icon
Procter & Gamble
PG
+$1.14M
5
IMCV icon
iShares Morningstar Mid-Cap Value ETF
IMCV
+$855K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.64M
2
CRHM
CRH Medical Corporation
CRHM
+$1.11M
3
META icon
Meta Platforms (Facebook)
META
+$1.1M
4
BAC icon
Bank of America
BAC
+$1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$998K

Sector Composition

Rank Sector Weight
1 Technology 9.38%
2 Financials 7.82%
3 Industrials 5.19%
4 Consumer Discretionary 4.59%
5 Healthcare 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
51
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$1.53M 0.47%
17,374
+5,225
+43% +$457K
CNXM
52
DELISTED
CNX Midstream Partners LP
CNXM
$1.48M 0.45%
62,821
-474
-0.7% -$11K
HYLD
53
DELISTED
High Yield ETF
HYLD
$1.48M 0.45%
41,648
+2,200
+6% +$79.2K
INTC icon
54
Intel
INTC
$478B
$1.39M 0.43%
38,634
+100
+0.3% +$3.62K
HPS
55
John Hancock Preferred Income Fund III
HPS
$461M
$1.38M 0.42%
74,992
+5,275
+8% +$96.3K
JPM icon
56
JPMorgan Chase
JPM
$907B
$1.36M 0.42%
15,527
-687
-4% -$60.6K
GOOG icon
57
Alphabet (Google) Class C
GOOG
$4.22T
$1.36M 0.42%
32,800
+5,560
+20% +$228K
BAC icon
58
Bank of America
BAC
$430B
$1.36M 0.41%
57,552
-42,199
-42% -$1M
MZF
59
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$1.33M 0.41%
+101,071
New +$1.34M
EMB icon
60
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.3M 0.4%
11,425
+133
+1% +$15K
BKLN icon
61
Invesco Senior Loan ETF
BKLN
$7.19B
$1.3M 0.4%
55,799
+4,350
+8% +$101K
CMCSA icon
62
Comcast
CMCSA
$85B
$1.28M 0.39%
33,991
+195
+0.6% +$7.24K
TIP icon
63
iShares TIPS Bond ETF
TIP
$14.5B
$1.27M 0.39%
11,056
+727
+7% +$82.8K
IWP icon
64
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$1.21M 0.37%
23,390
+160
+0.7% +$8.17K
CSCO icon
65
Cisco
CSCO
$441B
$1.2M 0.36%
35,380
+2,380
+7% +$77.2K
IWO icon
66
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.2M 0.36%
7,395
-284
-4% -$45.1K
JQC icon
67
Nuveen Credit Strategies Income Fund
JQC
$702M
$1.19M 0.36%
136,555
+11,600
+9% +$102K
MUE
68
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.17M 0.36%
88,305
+25,000
+39% +$332K
NEA icon
69
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.44B
$1.16M 0.35%
87,002
– –
AWF
70
AllianceBernstein Global High Income Fund
AWF
$873M
$1.12M 0.34%
89,237
-2,176
-2% -$27.6K
OEF icon
71
iShares S&P 100 ETF
OEF
$20.1B
$1.11M 0.34%
10,629
-147
-1% -$15.2K
EFA icon
72
iShares MSCI EAFE ETF
EFA
$76.5B
$1.1M 0.34%
17,674
-36
-0.2% -$2.18K
IYM icon
73
iShares US Basic Materials ETF
IYM
$1.18B
$1.1M 0.34%
12,344
-4,949
-29% -$434K
EMD
74
Western Asset Emerging Markets Debt Fund
EMD
$619M
$1.05M 0.32%
67,690
+3,300
+5% +$50.4K
EWZ icon
75
iShares MSCI Brazil ETF
EWZ
$9.1B
$1.04M 0.32%
27,768
-1,133
-4% -$42.3K
1 2
3
4 5

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PAIM
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RIA
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NWAM LLC's Q1 2017 Portfolio in Review

As of Q1 2017, NWAM LLC held 325 positions worth $328M, up 8.7% from $301M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $12M of net new capital in Q1 2017, opening 38 new positions and adding to 152 existing holdings. Its largest new stake was Apple: 259,712 shares worth $9.33M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $1.64M trimmed.

  • NWAM LLC's largest Q1 2017 buy was Apple: 259,712 shares worth $9.33M.
  • NWAM LLC added most to US Bancorp in Q1 2017, an estimated $3.03M increase.
  • NWAM LLC's biggest Q1 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.64M.
  • NWAM LLC fully exited Vector Group Ltd. in Q1 2017, selling an estimated $727K.
  • NWAM LLC's ten largest holdings make up 26% of its $328M portfolio in Q1 2017.
  • NWAM LLC opened 38 new positions and closed 16 in Q1 2017.
  • NWAM LLC's portfolio value rose 8.7% quarter-over-quarter to $328M.

Based on NWAM LLC's 13F filing for Q1 2017, filed 2 May 2017.