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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.1%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.32B
AUM Growth
+$1.06B
Cap. Flow
+$18.5M
Cap. Flow %
1.4%
Top 10 Hldgs %
81.72%
Holding
303
New
51
Increased
142
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$2.1M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.08M
3
AAPL icon
Apple
AAPL
+$1.45M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.35M
5
PG icon
Procter & Gamble
PG
+$1.23M

Top Sells

Rank Stock Value
1
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$687K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$616K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.35%
3 Industrials 1.02%
4 Energy 0.95%
5 Consumer Discretionary 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
51
Alphabet (Google) Class A
GOOGL
$4.23T
$1.38M 0.1%
34,200
+2,080
+6% +$81.3K
T icon
52
AT&T
T
$152B
$1.36M 0.1%
44,390
+1,745
+4% +$55.2K
IYM icon
53
iShares US Basic Materials ETF
IYM
$1.18B
$1.36M 0.1%
17,233
+81
+0.5% +$6.42K
IVV icon
54
iShares Core S&P 500 ETF
IVV
$881B
$1.35M 0.1%
+6,196
New +$1.35M
EMB icon
55
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.33M 0.1%
11,373
-21
-0.2% -$2.45K
MO icon
56
Altria Group
MO
$124B
$1.31M 0.1%
20,696
+1,575
+8% +$105K
MUE
57
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.3M 0.1%
88,305
+25,000
+39% +$369K
JNJ icon
58
Johnson & Johnson
JNJ
$609B
$1.28M 0.1%
10,831
+1,170
+12% +$142K
SPY icon
59
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.28M 0.1%
5,905
+680
+13% +$147K
NEA icon
60
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.44B
$1.27M 0.1%
87,002
+46,852
+117% +$697K
EFA icon
61
iShares MSCI EAFE ETF
EFA
$76.5B
$1.23M 0.09%
20,817
+6,833
+49% +$396K
AWF
62
AllianceBernstein Global High Income Fund
AWF
$873M
$1.2M 0.09%
94,788
-2,908
-3% -$36.5K
PGX icon
63
Invesco Preferred ETF
PGX
$3.91B
$1.19M 0.09%
78,932
-3,263
-4% -$49.9K
VOT icon
64
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$1.19M 0.09%
11,219
+495
+5% +$52.4K
CNXM
65
DELISTED
CNX Midstream Partners LP
CNXM
$1.19M 0.09%
65,571
+1,760
+3% +$31.3K
HFWA icon
66
Heritage Financial
HFWA
$1.26B
$1.18M 0.09%
65,929
– –
BKLN icon
67
Invesco Senior Loan ETF
BKLN
$7.19B
$1.17M 0.09%
50,307
+2,457
+5% +$56.9K
JQC icon
68
Nuveen Credit Strategies Income Fund
JQC
$702M
$1.17M 0.09%
137,555
+12,600
+10% +$105K
BP icon
69
BP
BP
$108B
$1.16M 0.09%
39,168
+12,584
+47% +$365K
TIP icon
70
iShares TIPS Bond ETF
TIP
$14.5B
$1.16M 0.09%
9,935
-90
-0.9% -$10.4K
IWO icon
71
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.15M 0.09%
7,699
+178
+2% +$25.9K
FTF
72
Franklin Limited Duration Income Trust
FTF
$236M
$1.12M 0.08%
92,400
– –
CMCSA icon
73
Comcast
CMCSA
$85B
$1.11M 0.08%
33,478
+8,632
+35% +$287K
EMD
74
Western Asset Emerging Markets Debt Fund
EMD
$619M
$1.07M 0.08%
65,902
+2,693
+4% +$43.6K
JPM icon
75
JPMorgan Chase
JPM
$907B
$1.07M 0.08%
16,100
+3,049
+23% +$199K
1 2
3
4 5

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PAIM
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RIA
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NWAM LLC's Q3 2016 Portfolio in Review

As of Q3 2016, NWAM LLC held 303 positions worth $1.32B, up 418% from $255M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

NWAM LLC's Q3 2016 filing shows 51 new, 142 increased, 52 reduced and 23 closed positions. Its largest new stake was CRH Medical Corporation: 548,514 shares worth $2.09M. The largest sale was Flaherty & Crumrine Total Return Fund, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 8.1% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2016 buy was CRH Medical Corporation: 548,514 shares worth $2.09M.
  • NWAM LLC added most to Berkshire Hathaway Class B in Q3 2016, an estimated $2.08M increase.
  • NWAM LLC's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $687K.
  • NWAM LLC fully exited Flaherty & Crumrine Total Return Fund in Q3 2016, selling an estimated $6.57M.
  • NWAM LLC's ten largest holdings make up 82% of its $1.32B portfolio in Q3 2016.
  • NWAM LLC opened 51 new positions and closed 23 in Q3 2016.
  • NWAM LLC's portfolio value rose 418% quarter-over-quarter to $1.32B.

Based on NWAM LLC's 13F filing for Q3 2016, filed 26 Oct 2016.