We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$255M
AUM Growth
+$2.15M
Cap. Flow
-$7.72M
Cap. Flow %
-3.03%
Top 10 Hldgs %
27.48%
Holding
273
New
20
Increased
76
Reduced
121
Closed
21

Top Buys

Rank Stock Value
1
IBB icon
iShares Biotechnology ETF
IBB
+$609K
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$567K
3
BND icon
Vanguard Total Bond Market
BND
+$438K
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$416K
5
OEF icon
iShares S&P 100 ETF
OEF
+$406K

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.55M
2
CRHM
CRH Medical Corporation
CRHM
+$1.81M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.25M
4
XOM icon
ExxonMobil
XOM
+$797K
5
RITM icon
Rithm Capital
RITM
+$740K

Sector Composition

Rank Sector Weight
1 Technology 8.14%
2 Financials 5.68%
3 Industrials 4.64%
4 Communication Services 4.12%
5 Consumer Discretionary 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
51
Intel
INTC
$487B
$1.18M 0.47%
36,106
-623
-2% -$19.5K
IWP icon
52
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$1.18M 0.47%
25,310
-150
-0.6% -$6.94K
JNJ icon
53
Johnson & Johnson
JNJ
$602B
$1.17M 0.46%
9,661
-699
-7% -$79.4K
TIP icon
54
iShares TIPS Bond ETF
TIP
$14.5B
$1.17M 0.46%
10,025
+722
+8% +$82.9K
HFWA icon
55
Heritage Financial
HFWA
$1.29B
$1.16M 0.46%
65,929
-1,050
-2% -$18.6K
BMY icon
56
Bristol-Myers Squibb
BMY
$124B
$1.16M 0.45%
15,729
+126
+0.8% +$8.9K
GOOGL icon
57
Alphabet (Google) Class A
GOOGL
$4.33T
$1.13M 0.44%
32,120
+6,480
+25% +$238K
CNXM
58
DELISTED
CNX Midstream Partners LP
CNXM
$1.11M 0.43%
63,811
-2,753
-4% -$42K
BKLN icon
59
Invesco Senior Loan ETF
BKLN
$7.19B
$1.1M 0.43%
47,850
+18,112
+61% +$416K
SPY icon
60
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.09M 0.43%
5,225
-268
-5% -$55.6K
VOT icon
61
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$1.09M 0.43%
10,724
-255
-2% -$25.8K
FTF
62
Franklin Limited Duration Income Trust
FTF
$237M
$1.07M 0.42%
92,400
– –
IWO icon
63
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.03M 0.41%
7,521
+131
+2% +$17.7K
TDAY
64
USA Today Co
TDAY
$1.27B
$1.03M 0.4%
56,762
-7,558
-12% -$125K
JQC icon
65
Nuveen Credit Strategies Income Fund
JQC
$707M
$1.01M 0.4%
124,955
+14,450
+13% +$115K
IWN icon
66
iShares Russell 2000 Value ETF
IWN
$14.4B
$974K 0.38%
10,008
-159
-2% -$15.1K
EMD
67
Western Asset Emerging Markets Debt Fund
EMD
$622M
$972K 0.38%
63,209
-4,000
-6% -$59.2K
CIM
68
Chimera Investment
CIM
$1.1B
$953K 0.37%
20,243
– –
MUE
69
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$941K 0.37%
63,305
– –
JNK icon
70
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$929K 0.37%
8,679
+652
+8% +$68.3K
NLY icon
71
Annaly Capital Management
NLY
$17.2B
$922K 0.36%
20,824
-1,561
-7% -$66.4K
ENBL
72
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$886K 0.35%
65,574
-6,105
-9% -$75.8K
O icon
73
Realty Income
O
$61.3B
$882K 0.35%
13,127
+1,987
+18% +$121K
EWZ icon
74
iShares MSCI Brazil ETF
EWZ
$9.1B
$877K 0.34%
29,078
+162
+0.6% +$4.47K
HMLP
75
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$875K 0.34%
48,999
-6,186
-11% -$109K
1 2
3
4 5

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q2 2016 Portfolio in Review

As of Q2 2016, NWAM LLC held 273 positions worth $255M, up 0.85% from $252M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC withdrew a net $7.72M in Q2 2016, closing 21 positions and reducing 121 holdings. Its most notable exit was CRH Medical Corporation, an estimated $1.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in iShares Biotechnology ETF worth $582K.

  • NWAM LLC's largest Q2 2016 buy was iShares Biotechnology ETF: 6,786 shares worth $582K.
  • NWAM LLC added most to Vanguard Total Bond Market in Q2 2016, an estimated $438K increase.
  • NWAM LLC's biggest Q2 2016 reduction was Berkshire Hathaway Class B, cutting an estimated $2.55M.
  • NWAM LLC fully exited CRH Medical Corporation in Q2 2016, selling an estimated $1.81M.
  • NWAM LLC's ten largest holdings make up 27% of its $255M portfolio in Q2 2016.
  • NWAM LLC opened 20 new positions and closed 21 in Q2 2016.
  • NWAM LLC's portfolio value rose 0.85% quarter-over-quarter to $255M.

Based on NWAM LLC's 13F filing for Q2 2016, filed 5 Aug 2016.