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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$252M
AUM Growth
+$7.28M
Cap. Flow
-$8.96M
Cap. Flow %
-3.55%
Top 10 Hldgs %
27.77%
Holding
282
New
23
Increased
80
Reduced
122
Closed
29

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$1.09M
2
VUG icon
Vanguard Growth ETF
VUG
+$1.05M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$836K
4
BA icon
Boeing
BA
+$827K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$746K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$11.6M
2
PG icon
Procter & Gamble
PG
+$1.3M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$754K
4
GE icon
GE Aerospace
GE
+$715K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$642K

Sector Composition

Rank Sector Weight
1 Technology 8.83%
2 Financials 5.89%
3 Industrials 4.74%
4 Communication Services 4.29%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWF
51
AllianceBernstein Global High Income Fund
AWF
$873M
$1.2M 0.47%
102,545
+10,825
+12% +$119K
INTC icon
52
Intel
INTC
$478B
$1.19M 0.47%
36,729
-2,780
-7% -$85.3K
HFWA icon
53
Heritage Financial
HFWA
$1.26B
$1.18M 0.47%
66,979
– –
IWP icon
54
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$1.17M 0.46%
25,460
+7,678
+43% +$332K
SPY icon
55
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.13M 0.45%
5,493
+865
+19% +$169K
JNJ icon
56
Johnson & Johnson
JNJ
$609B
$1.12M 0.44%
10,360
-959
-8% -$99.3K
GILD icon
57
Gilead Sciences
GILD
$167B
$1.11M 0.44%
12,115
-386
-3% -$34.8K
VOT icon
58
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$1.1M 0.44%
10,979
+3,208
+41% +$299K
TDAY
59
USA Today Co
TDAY
$1.25B
$1.07M 0.42%
64,320
-591
-0.9% -$9.64K
TIP icon
60
iShares TIPS Bond ETF
TIP
$14.5B
$1.07M 0.42%
9,303
-1,961
-17% -$219K
MO icon
61
Altria Group
MO
$124B
$1.06M 0.42%
16,869
+8,569
+103% +$518K
FTF
62
Franklin Limited Duration Income Trust
FTF
$236M
$1.05M 0.42%
92,400
+15,900
+21% +$171K
BMY icon
63
Bristol-Myers Squibb
BMY
$124B
$997K 0.4%
15,603
-267
-2% -$16.8K
IWO icon
64
iShares Russell 2000 Growth ETF
IWO
$14.7B
$980K 0.39%
7,390
-388
-5% -$48.4K
GOOGL icon
65
Alphabet (Google) Class A
GOOGL
$4.23T
$978K 0.39%
25,640
+3,560
+16% +$131K
EMD
66
Western Asset Emerging Markets Debt Fund
EMD
$619M
$976K 0.39%
67,209
-3,300
-5% -$44.8K
HMLP
67
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$962K 0.38%
55,185
-276
-0.5% -$4.21K
IWN icon
68
iShares Russell 2000 Value ETF
IWN
$14.4B
$947K 0.38%
10,167
+3,710
+57% +$322K
NLY icon
69
Annaly Capital Management
NLY
$16.9B
$919K 0.36%
22,385
-1,521
-6% -$59.7K
MUE
70
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$888K 0.35%
63,305
-25,000
-28% -$345K
JQC icon
71
Nuveen Credit Strategies Income Fund
JQC
$702M
$874K 0.35%
+110,505
New +$836K
NBH
72
Neuberger Municipal Fund Inc
NBH
$309M
$844K 0.33%
52,065
– –
CSCO icon
73
Cisco
CSCO
$441B
$843K 0.33%
29,596
-2,563
-8% -$65.9K
CNXM
74
DELISTED
CNX Midstream Partners LP
CNXM
$833K 0.33%
66,564
+5,123
+8% +$52.8K
DHR icon
75
Danaher
DHR
$144B
$830K 0.33%
13,013
-1
-0% -$60
1 2
3
4 5

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NWAM LLC's Q1 2016 Portfolio in Review

As of Q1 2016, NWAM LLC held 282 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC withdrew a net $8.96M in Q1 2016, closing 29 positions and reducing 122 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $754K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Credit Strategies Income Fund worth $874K.

  • NWAM LLC's largest Q1 2016 buy was Nuveen Credit Strategies Income Fund: 110,505 shares worth $874K.
  • NWAM LLC added most to Vanguard Value ETF in Q1 2016, an estimated $1.09M increase.
  • NWAM LLC's biggest Q1 2016 reduction was Alibaba, cutting an estimated $11.6M.
  • NWAM LLC fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2016, selling an estimated $754K.
  • NWAM LLC's ten largest holdings make up 28% of its $252M portfolio in Q1 2016.
  • NWAM LLC opened 23 new positions and closed 29 in Q1 2016.
  • NWAM LLC's portfolio value rose 3% quarter-over-quarter to $252M.

Based on NWAM LLC's 13F filing for Q1 2016, filed 16 May 2016.