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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$245M
AUM Growth
+$125M
Cap. Flow
+$132M
Cap. Flow %
54.03%
Top 10 Hldgs %
27.24%
Holding
269
New
125
Increased
68
Reduced
62
Closed
10

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$13.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7.95M
3
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.3M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M
5
BND icon
Vanguard Total Bond Market
BND
+$4.66M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$797K
2
DAL icon
Delta Air Lines
DAL
+$402K
3
UNH icon
UnitedHealth
UNH
+$389K
4
MSFT icon
Microsoft
MSFT
+$324K
5
CVX icon
Chevron
CVX
+$236K

Sector Composition

Rank Sector Weight
1 Technology 9.33%
2 Financials 6.1%
3 Industrials 5.42%
4 Consumer Discretionary 4.36%
5 Communication Services 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFWA icon
51
Heritage Financial
HFWA
$1.26B
$1.26M 0.51%
66,979
-1,021
-2% -$19.3K
IYM icon
52
iShares US Basic Materials ETF
IYM
$1.18B
$1.25M 0.51%
+17,797
New +$1.28M
BNDX icon
53
Vanguard Total International Bond ETF
BNDX
$82.2B
$1.25M 0.51%
+23,629
New +$1.25M
MUE
54
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.2M 0.49%
+88,305
New +$1.18M
JNJ icon
55
Johnson & Johnson
JNJ
$609B
$1.16M 0.47%
11,319
+2,319
+26% +$233K
PFE icon
56
Pfizer
PFE
$143B
$1.12M 0.46%
36,625
-265
-0.7% -$8.34K
BMY icon
57
Bristol-Myers Squibb
BMY
$124B
$1.09M 0.45%
15,870
-130
-0.8% -$8.59K
IWO icon
58
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.08M 0.44%
+7,778
New +$1.1M
HMLP
59
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$1.03M 0.42%
55,461
+33,461
+152% +$513K
JPM icon
60
JPMorgan Chase
JPM
$907B
$1.02M 0.41%
15,409
-591
-4% -$38.5K
TIP icon
61
iShares TIPS Bond ETF
TIP
$14.5B
$995K 0.41%
+11,264
New +$1.24M
AWF
62
AllianceBernstein Global High Income Fund
AWF
$873M
$989K 0.4%
+91,720
New +$1.02M
EMD
63
Western Asset Emerging Markets Debt Fund
EMD
$619M
$968K 0.39%
+70,509
New +$989K
SPY icon
64
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$943K 0.38%
4,628
-372
-7% -$76.4K
CIM
65
Chimera Investment
CIM
$1.08B
$921K 0.38%
+22,513
New +$944K
META icon
66
Meta Platforms (Facebook)
META
$1.64T
$915K 0.37%
8,745
+2,745
+46% +$282K
BABA icon
67
Alibaba
BABA
$276B
$911K 0.37%
173,800
+167,800
+2,797% +$13.2M
NLY icon
68
Annaly Capital Management
NLY
$16.9B
$897K 0.37%
+23,906
New +$932K
CSCO icon
69
Cisco
CSCO
$441B
$884K 0.36%
32,159
+159
+0.5% +$4.39K
GOOGL icon
70
Alphabet (Google) Class A
GOOGL
$4.23T
$859K 0.35%
+22,080
New +$817K
EFA icon
71
iShares MSCI EAFE ETF
EFA
$76.5B
$842K 0.34%
+14,336
New +$864K
JNK icon
72
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$842K 0.34%
+8,277
New +$878K
FTF
73
Franklin Limited Duration Income Trust
FTF
$236M
$820K 0.33%
+76,500
New +$840K
NBH
74
Neuberger Municipal Fund Inc
NBH
$309M
$818K 0.33%
+52,065
New +$808K
IWP icon
75
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$817K 0.33%
+17,782
New +$827K
1 2
3
4 5

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PAIM
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RIA
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SFI
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NWAM LLC's Q4 2015 Portfolio in Review

As of Q4 2015, NWAM LLC held 269 positions worth $245M, up 103% from $121M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $132M of net new capital in Q4 2015, opening 125 new positions and adding to 68 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 16% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $797K trimmed.

  • NWAM LLC's largest Q4 2015 buy was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.
  • NWAM LLC added most to Alibaba in Q4 2015, an estimated $13.2M increase.
  • NWAM LLC's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $797K.
  • NWAM LLC fully exited Delta Air Lines in Q4 2015, selling an estimated $402K.
  • NWAM LLC's ten largest holdings make up 27% of its $245M portfolio in Q4 2015.
  • NWAM LLC opened 125 new positions and closed 10 in Q4 2015.
  • NWAM LLC's portfolio value rose 103% quarter-over-quarter to $245M.

Based on NWAM LLC's 13F filing for Q4 2015, filed 12 Feb 2016.