We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$121M
AUM Growth
-$119M
Cap. Flow
-$107M
Cap. Flow %
-88.89%
Top 10 Hldgs %
43.77%
Holding
253
New
4
Increased
30
Reduced
42
Closed
109

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$937K
2
DAL icon
Delta Air Lines
DAL
+$404K
3
KHC icon
Kraft Heinz
KHC
+$226K
4
ANFI
AMIRA NATURE FOODS LTD
ANFI
+$157K
5
PG icon
Procter & Gamble
PG
+$150K

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$8.7M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.63M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.71M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.33M
5
BND icon
Vanguard Total Bond Market
BND
+$4.27M

Sector Composition

Rank Sector Weight
1 Technology 16.23%
2 Financials 9.91%
3 Industrials 9.83%
4 Consumer Discretionary 7.51%
5 Communication Services 6.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOL
51
DELISTED
VanEck Vectors Coal ETF
KOL
$536K 0.44%
6,700
– –
MCD icon
52
McDonald's
MCD
$190B
$534K 0.44%
5,000
-2,000
-29% -$195K
MNKD icon
53
MannKind Corp
MNKD
$1.25B
$509K 0.42%
31,600
-200
-0.6% -$4.25K
COP icon
54
ConocoPhillips
COP
$140B
$507K 0.42%
11,000
– –
META icon
55
Meta Platforms (Facebook)
META
$1.64T
$504K 0.42%
6,000
+1,000
+20% +$91.8K
CMCSA icon
56
Comcast
CMCSA
$85B
$498K 0.41%
18,000
– –
EMC
57
DELISTED
EMC CORPORATION
EMC
$477K 0.4%
20,000
-1,000
-5% -$25.3K
AMGN icon
58
Amgen
AMGN
$198B
$466K 0.39%
3,000
-1,000
-25% -$158K
JCI icon
59
Johnson Controls International
JCI
$85.7B
$465K 0.39%
10,505
– –
MO icon
60
Altria Group
MO
$124B
$458K 0.38%
8,000
-1,000
-11% -$53.6K
MFA
61
MFA Financial
MFA
$960M
$456K 0.38%
16,750
– –
F icon
62
Ford
F
$56.7B
$444K 0.37%
33,000
-3,000
-8% -$42.9K
CLX icon
63
Clorox
CLX
$11.6B
$443K 0.37%
4,000
– –
KEY icon
64
KeyCorp
KEY
$25.4B
$427K 0.35%
33,000
– –
VIG icon
65
Vanguard Dividend Appreciation ETF
VIG
$111B
$427K 0.35%
6,000
– –
ENBL
66
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$420K 0.35%
33,000
+3,000
+10% +$44.4K
BBLU
67
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$419K 0.35%
617,000
+1,000
+0.2% +$865
DIS icon
68
Walt Disney
DIS
$170B
$414K 0.34%
4,000
– –
DAL icon
69
Delta Air Lines
DAL
$55.4B
$402K 0.33%
+9,000
New +$404K
VBR icon
70
Vanguard Small-Cap Value ETF
VBR
$37.1B
$399K 0.33%
4,000
– –
EFX icon
71
Equifax
EFX
$21.1B
$389K 0.32%
4,000
– –
UNH icon
72
UnitedHealth
UNH
$387B
$389K 0.32%
3,000
– –
ABT icon
73
Abbott
ABT
$175B
$386K 0.32%
10,000
– –
PFX icon
74
PhenixFIN
PFX
$88.7M
$372K 0.31%
2,500
+100
+4% +$17K
GASS icon
75
StealthGas
GASS
$317M
$365K 0.3%
81,000
-7,000
-8% -$36K
1 2
3
4 5

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q3 2015 Portfolio in Review

As of Q3 2015, NWAM LLC held 253 positions worth $121M, down 50% from $239M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NWAM LLC withdrew a net $107M in Q3 2015, closing 109 positions and reducing 42 holdings. Its most notable exit was BlackRock Credit Allocation Income Trust, an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 9.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in CRH Medical Corporation worth $828K.

  • NWAM LLC's largest Q3 2015 buy was CRH Medical Corporation: 259,000 shares worth $828K.
  • NWAM LLC added most to Procter & Gamble in Q3 2015, an estimated $150K increase.
  • NWAM LLC's biggest Q3 2015 reduction was Apple, cutting an estimated $2.23M.
  • NWAM LLC fully exited BlackRock Credit Allocation Income Trust in Q3 2015, selling an estimated $8.7M.
  • NWAM LLC's ten largest holdings make up 44% of its $121M portfolio in Q3 2015.
  • NWAM LLC opened 4 new positions and closed 109 in Q3 2015.
  • NWAM LLC's portfolio value fell 50% quarter-over-quarter to $121M.

Based on NWAM LLC's 13F filing for Q3 2015, filed 17 Nov 2015.