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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.02%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$239M
AUM Growth
+$5.16M
Cap. Flow
+$9.72M
Cap. Flow %
4.07%
Top 10 Hldgs %
28.82%
Holding
290
New
39
Increased
141
Reduced
63
Closed
41

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$4.12M
2
AAPL icon
Apple
AAPL
+$3.85M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.27M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.59M
5
VUG icon
Vanguard Growth ETF
VUG
+$2.07M

Top Sells

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$4.71M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.44M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.43M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.36M
5
DRA
Diversified Real Asset Income Fd
DRA
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 9.79%
2 Financials 5.85%
3 Industrials 5.6%
4 Energy 4.26%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDAY
51
USA Today Co
TDAY
$1.25B
$1.18M 0.49%
66,000
-3,584
-5% -$76.5K
JPM icon
52
JPMorgan Chase
JPM
$907B
$1.13M 0.47%
17,000
+3,840
+29% +$251K
AMZN icon
53
Amazon
AMZN
$2.66T
$1.13M 0.47%
60,000
+7,860
+15% +$164K
SPY icon
54
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.12M 0.47%
5,000
+578
+13% +$122K
BP icon
55
BP
BP
$108B
$1.09M 0.46%
32,089
+25
+0.1% +$875
BMY icon
56
Bristol-Myers Squibb
BMY
$124B
$1.09M 0.46%
16,000
+643
+4% +$42.4K
JMM icon
57
Nuveen Multi-Market Income Fund
JMM
$55.3M
$1.03M 0.43%
122,000
+109,892
+908% +$820K
EMB icon
58
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1M 0.42%
9,000
+19
+0.2% +$2.13K
GOOG icon
59
Alphabet (Google) Class C
GOOG
$4.22T
$957K 0.4%
40,000
+13,367
+50% +$358K
MNKD icon
60
MannKind Corp
MNKD
$1.25B
$907K 0.38%
31,800
+1,313
+4% +$33.5K
EEM icon
61
iShares MSCI Emerging Markets ETF
EEM
$28B
$889K 0.37%
22,000
+81
+0.4% +$3.39K
IVV icon
62
iShares Core S&P 500 ETF
IVV
$881B
$876K 0.37%
+4,000
New +$847K
FTF
63
Franklin Limited Duration Income Trust
FTF
$236M
$871K 0.36%
75,000
+250
+0.3% +$3.04K
FAX
64
abrdn Asia-Pacific Income Fund
FAX
$592M
$867K 0.36%
29,167
+7,084
+32% +$226K
EWZ icon
65
iShares MSCI Brazil ETF
EWZ
$9.1B
$866K 0.36%
26,000
+1,674
+7% +$57.9K
BNDX icon
66
Vanguard Total International Bond ETF
BNDX
$82.2B
$840K 0.35%
+16,000
New +$849K
QCOM icon
67
Qualcomm
QCOM
$181B
$838K 0.35%
13,000
-322
-2% -$22K
CSCO icon
68
Cisco
CSCO
$441B
$812K 0.34%
30,000
+8,864
+42% +$254K
BKLN icon
69
Invesco Senior Loan ETF
BKLN
$7.19B
$784K 0.33%
33,000
+6,938
+27% +$167K
JNJ icon
70
Johnson & Johnson
JNJ
$609B
$783K 0.33%
8,000
+723
+10% +$72.4K
VEA icon
71
Vanguard FTSE Developed Markets ETF
VEA
$226B
$780K 0.33%
20,000
+3,441
+21% +$142K
BKK
72
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$778K 0.33%
50,000
-275
-0.5% -$4.41K
NBH
73
Neuberger Municipal Fund Inc
NBH
$309M
$776K 0.32%
52,000
-65
-0.1% -$993
RDS.A
74
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$770K 0.32%
14,000
+606
+5% +$36.9K
FAM
75
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$767K 0.32%
70,000
-1,252
-2% -$14.3K
1 2
3
4 5

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NWAM LLC's Q2 2015 Portfolio in Review

As of Q2 2015, NWAM LLC held 290 positions worth $239M, up 2.2% from $234M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $9.72M of net new capital in Q2 2015, opening 39 new positions and adding to 141 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 8.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.43M trimmed.

  • NWAM LLC's largest Q2 2015 buy was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.
  • NWAM LLC added most to Apple in Q2 2015, an estimated $3.85M increase.
  • NWAM LLC's biggest Q2 2015 reduction was iShares Select Dividend ETF, cutting an estimated $2.43M.
  • NWAM LLC fully exited Rithm Capital in Q2 2015, selling an estimated $4.71M.
  • NWAM LLC's ten largest holdings make up 29% of its $239M portfolio in Q2 2015.
  • NWAM LLC opened 39 new positions and closed 41 in Q2 2015.
  • NWAM LLC's portfolio value rose 2.2% quarter-over-quarter to $239M.

Based on NWAM LLC's 13F filing for Q2 2015, filed 15 Oct 2015.