NL
NWAM LLC Portfolio holdings
AUM
$1.23B
This Quarter Return
+2%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$228M
AUM Growth
-$52.5M
(-19%)
Cap. Flow
-$62.6M
Cap. Flow
% of AUM
-27.47%
Top 10 Holdings %
Top 10 Hldgs %
27.53%
Holding
310
New
14
Increased
57
Reduced
143
Closed
71
Top Buys
| 1 |
Invesco QQQ Trust
QQQ
|
$979K |
| 2 |
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
|
$890K |
| 3 |
BKK
Blackrock Municipal 2020 Term Trust
BKK
|
$742K |
| 4 |
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
|
$402K |
| 5 |
KG
Kestrel Group, Ltd.
KG
|
$396K |
Top Sells
| 1 |
Starbucks
SBUX
|
$7.81M |
| 2 |
Procter & Gamble
PG
|
$3.92M |
| 3 |
SPDR Portfolio Aggregate Bond ETF
SPAB
|
$2.94M |
| 4 |
Philip Morris
PM
|
$1.76M |
| 5 |
Microsoft
MSFT
|
$1.68M |
Sector Composition
| 1 | Technology | 8.36% |
| 2 | Financials | 7.08% |
| 3 | Industrials | 4.87% |
| 4 | Energy | 4.04% |
| 5 | Real Estate | 3.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
51
Heritage Financial
HFWA
$825M
| $1.19M | 0.52% |
67,979
-6,656
| -9% | -$117K |
|
52
AT&T
T
$208B
| $1.19M | 0.52% |
47,039
-8,630
| -16% | -$219K |
|
53
SPDR S&P Regional Banking ETF
KRE
$3.97B
| $1.18M | 0.51% |
28,902
-3,021
| -9% | -$123K |
|
54
iShares Russell 2000 Growth ETF
IWO
$12.3B
| $1.13M | 0.49% |
7,948
-3,318
| -29% | -$473K |
|
55
iShares Russell Mid-Cap Value ETF
IWS
$13.9B
| $1.08M | 0.47% |
14,690
-4,123
| -22% | -$304K |
|
56
Annaly Capital Management
NLY
$13.8B
| $1.05M | 0.46% |
24,237
-10,769
| -31% | -$466K |
|
|
CIM
57
Chimera Investment
CIM
$1.15B
| $1.04M | 0.45% |
21,713
| – | – |
|
58
Qualcomm
QCOM
$170B
| $1M | 0.44% |
13,484
-4,193
| -24% | -$312K |
|
59
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
| $971K | 0.42% |
8,849
-1,571
| -15% | -$172K |
|
60
Nuveen Credit Strategies Income Fund
JQC
$751M
| $962K | 0.42% |
109,667
+38
| +0% | +$333 |
|
61
Pfizer
PFE
$141B
| $935K | 0.41% |
31,639
-37,201
| -54% | -$1.1M |
|
|
FTF
62
Franklin Limited Duration Income Trust
FTF
$259M
| $911K | 0.4% |
74,750
| – | – |
|
63
SPDR S&P 500 ETF Trust
SPY
$656B
| $909K | 0.4% |
4,422
-138
| -3% | -$28.4K |
|
64
BP
BP
$88.8B
| $895K | 0.39% |
28,290
+2,093
| +8% | +$66.2K |
|
65
Bristol-Myers Squibb
BMY
$96.7B
| $893K | 0.39% |
15,132
-10,690
| -41% | -$631K |
|
|
RDS.A
66
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $890K | 0.39% |
+13,295
| New | +$890K |
|
67
iShares MSCI Brazil ETF
EWZ
$5.35B
| $871K | 0.38% |
23,810
+3,026
| +15% | +$111K |
|
68
iShares MSCI Emerging Markets ETF
EEM
$19B
| $862K | 0.38% |
21,934
-920
| -4% | -$36.2K |
|
|
FAM
69
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $858K | 0.37% |
71,252
| – | – |
|
|
KOL
70
DELISTED
VanEck Vectors Coal ETF
KOL
| $857K | 0.37% |
5,839
+690
| +13% | +$101K |
|
71
Aemetis
AMTX
$157M
| $836K | 0.37% |
144,345
-2,760
| -2% | -$16K |
|
72
JPMorgan Chase
JPM
$824B
| $818K | 0.36% |
13,072
-2,070
| -14% | -$130K |
|
|
NBH
73
Neuberger Berman Municipal Fund
NBH
$292M
| $813K | 0.36% |
52,065
| – | – |
|
74
Amazon
AMZN
$2.41T
| $809K | 0.35% |
52,120
-33,520
| -39% | -$520K |
|
75
Johnson & Johnson
JNJ
$429B
| $798K | 0.35% |
7,627
-3,853
| -34% | -$403K |
|