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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.19%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$281M
AUM Growth
-$40.6M
Cap. Flow
-$30.8M
Cap. Flow %
-10.95%
Top 10 Hldgs %
24.08%
Holding
324
New
24
Increased
147
Reduced
106
Closed
28

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$4.72M
2
BBLU
BLUE EARTH, INC. COMMON STOCK
BBLU
+$1.85M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.77M
4
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M
5
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.18M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$5.31M
2
BAC icon
Bank of America
BAC
+$3.26M
3
INTC icon
Intel
INTC
+$2.82M
4
O icon
Realty Income
O
+$2.36M
5
APU
AmeriGas Partners, L.P.
APU
+$2.18M

Sector Composition

Rank Sector Weight
1 Technology 8.17%
2 Financials 6.7%
3 Energy 5.79%
4 Industrials 5.51%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
51
iShares Biotechnology ETF
IBB
$9.23B
$1.43M 0.51%
15,627
-684
-4% -$60K
AMZN icon
52
Amazon
AMZN
$2.66T
$1.38M 0.49%
85,640
-60
-0.1% -$998
TDAY
53
USA Today Co
TDAY
$1.25B
$1.33M 0.47%
80,024
+4,805
+6% +$75.9K
BMY icon
54
Bristol-Myers Squibb
BMY
$124B
$1.32M 0.47%
25,822
-24,814
-49% -$1.24M
QCOM icon
55
Qualcomm
QCOM
$181B
$1.32M 0.47%
17,677
+648
+4% +$49.6K
IWS icon
56
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.32M 0.47%
18,813
+668
+4% +$47.9K
UNP icon
57
Union Pacific
UNP
$179B
$1.32M 0.47%
12,151
-571
-4% -$59.1K
IAI icon
58
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.42B
$1.28M 0.46%
32,695
-1,389
-4% -$53.6K
AMTX icon
59
Aemetis
AMTX
$110M
$1.28M 0.45%
147,105
+2,432
+2% +$23.9K
AWF
60
AllianceBernstein Global High Income Fund
AWF
$873M
$1.26M 0.45%
92,162
+3,028
+3% +$42.1K
XLU icon
61
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$1.26M 0.45%
59,696
+2,928
+5% +$62K
PGX icon
62
Invesco Preferred ETF
PGX
$3.91B
$1.25M 0.44%
86,210
+1,005
+1% +$14.6K
MUE
63
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.24M 0.44%
93,105
+25,000
+37% +$327K
JNJ icon
64
Johnson & Johnson
JNJ
$609B
$1.22M 0.44%
11,480
-1,163
-9% -$121K
KRE icon
65
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$1.21M 0.43%
31,923
+1,947
+6% +$75.9K
HFWA icon
66
Heritage Financial
HFWA
$1.26B
$1.18M 0.42%
74,635
+1,062
+1% +$17.2K
EMB icon
67
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.18M 0.42%
10,420
+219
+2% +$25.1K
MZF
68
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$1.16M 0.41%
+86,770
New +$1.18M
MRK icon
69
Merck
MRK
$315B
$1.15M 0.41%
20,329
-22,961
-53% -$1.29M
COP icon
70
ConocoPhillips
COP
$140B
$1.11M 0.39%
14,452
-6,509
-31% -$533K
DS
71
DELISTED
Drive Shack Inc.
DS
$1.01M 0.36%
221,768
-77,980
-26% -$380K
CEF icon
72
Sprott Physical Gold and Silver Trust
CEF
$7.3B
$997K 0.36%
+66,454
New +$913K
CIM
73
Chimera Investment
CIM
$1.08B
$990K 0.35%
21,713
+1,414
+7% +$68.1K
AMGN icon
74
Amgen
AMGN
$198B
$986K 0.35%
7,017
-1,101
-14% -$144K
JQC icon
75
Nuveen Credit Strategies Income Fund
JQC
$702M
$979K 0.35%
109,629
+5,094
+5% +$46.2K
1 2
3
4 5

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VCM
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PAIM
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RIA
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SFI
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NWAM LLC's Q3 2014 Portfolio in Review

As of Q3 2014, NWAM LLC held 324 positions worth $281M, down 13% from $321M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $30.8M in Q3 2014, closing 28 positions and reducing 106 holdings. Its most notable exit was AMERN STRATEGIC INCM PORTF II, an estimated $1.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.2% of assets, down from 9.8% a quarter earlier, followed by Financials and Energy.

Against the trend, NWAM LLC opened a new position in BLUE EARTH, INC. COMMON STOCK worth $2.17M.

  • NWAM LLC's largest Q3 2014 buy was BLUE EARTH, INC. COMMON STOCK: 576,119 shares worth $2.17M.
  • NWAM LLC added most to Starbucks in Q3 2014, an estimated $4.72M increase.
  • NWAM LLC's biggest Q3 2014 reduction was Microsoft, cutting an estimated $5.31M.
  • NWAM LLC fully exited AMERN STRATEGIC INCM PORTF II in Q3 2014, selling an estimated $1.22M.
  • NWAM LLC's ten largest holdings make up 24% of its $281M portfolio in Q3 2014.
  • NWAM LLC opened 24 new positions and closed 28 in Q3 2014.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $281M.

Based on NWAM LLC's 13F filing for Q3 2014, filed 9 Sep 2016.