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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$206M
AUM Growth
+$8.06M
Cap. Flow
-$14.2M
Cap. Flow %
-6.9%
Top 10 Hldgs %
23.6%
Holding
224
New
16
Increased
76
Reduced
112
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.27M
2
VTV icon
Vanguard Value ETF
VTV
+$1.15M
3
S
Sprint Corporation
S
+$1.02M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$953K
5
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$685K

Top Sells

Rank Stock Value
1
EPC icon
Edgewell Personal Care
EPC
+$13.7M
2
SBUX icon
Starbucks
SBUX
+$1.33M
3
AAPL icon
Apple
AAPL
+$1.15M
4
FON
SPRINT CORP FON COM
FON
+$965K
5
VB icon
Vanguard Small-Cap ETF
VB
+$657K

Sector Composition

Rank Sector Weight
1 Technology 11.88%
2 Financials 10.12%
3 Industrials 6.79%
4 Consumer Discretionary 5.92%
5 Healthcare 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
51
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.42M 0.69%
8,428
-379
-4% -$63.5K
TIP icon
52
iShares TIPS Bond ETF
TIP
$14.5B
$1.39M 0.68%
12,964
+8,547
+194% +$953K
O icon
53
Realty Income
O
$61.3B
$1.39M 0.67%
35,966
+1,861
+5% +$75.4K
BSV icon
54
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.36M 0.66%
16,936
+7,150
+73% +$573K
MO icon
55
Altria Group
MO
$124B
$1.34M 0.65%
38,943
+712
+2% +$25.1K
QCOM icon
56
Qualcomm
QCOM
$181B
$1.34M 0.65%
19,867
-2,026
-9% -$133K
XLK icon
57
State Street Technology Select Sector SPDR ETF
XLK
$114B
$1.29M 0.63%
80,620
-3,850
-5% -$61.4K
COP icon
58
ConocoPhillips
COP
$140B
$1.24M 0.6%
17,871
-2,648
-13% -$177K
DOC icon
59
Healthpeak Properties
DOC
$15.5B
$1.18M 0.57%
31,506
+3,090
+11% +$120K
HFWA icon
60
Heritage Financial
HFWA
$1.26B
$1.07M 0.52%
69,088
-4,102
-6% -$64.3K
LUMN icon
61
Lumen
LUMN
$6.47B
$1.01M 0.49%
32,080
+4,655
+17% +$158K
PCP
62
DELISTED
PRECISION CASTPARTS CORP
PCP
$999K 0.49%
4,396
-24
-0.5% -$5.42K
SLF icon
63
Sun Life Financial
SLF
$45.3B
$994K 0.48%
30,218
-1,697
-5% -$53.9K
S
64
DELISTED
Sprint Corporation
S
$965K 0.47%
+155,159
New +$1.02M
CHK
65
DELISTED
Chesapeake Energy Corporation
CHK
$950K 0.46%
194
+18
+10% +$83.5K
KEY icon
66
KeyCorp
KEY
$25.4B
$915K 0.44%
80,297
-1,403
-2% -$16.8K
BKK
67
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$900K 0.44%
55,309
-376
-0.7% -$6.08K
GSG icon
68
iShares S&P GSCI Commodity-Indexed Trust
GSG
$978M
$832K 0.4%
25,702
-1,319
-5% -$43.3K
CBL
69
DELISTED
CBL& Associates Properties, Inc.
CBL
$807K 0.39%
42,245
+4,526
+12% +$95.4K
JNJ icon
70
Johnson & Johnson
JNJ
$609B
$793K 0.39%
9,143
-88
-1% -$7.89K
WFC icon
71
Wells Fargo
WFC
$265B
$790K 0.38%
19,129
-23
-0.1% -$982
F icon
72
Ford
F
$56.7B
$775K 0.38%
45,917
+13,640
+42% +$230K
VEU icon
73
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$763K 0.37%
15,691
+384
+3% +$18K
AMZN icon
74
Amazon
AMZN
$2.66T
$728K 0.35%
46,560
-4,420
-9% -$65.9K
EEM icon
75
iShares MSCI Emerging Markets ETF
EEM
$28B
$725K 0.35%
17,786
-803
-4% -$31.8K
1 2
3
4 5

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VCM
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PAIM
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RIA
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SFI
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NWAM LLC's Q3 2013 Portfolio in Review

As of Q3 2013, NWAM LLC held 224 positions worth $206M, up 4.1% from $198M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $14.2M in Q3 2013, closing 17 positions and reducing 112 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $965K position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Sprint Corporation worth $965K.

  • NWAM LLC's largest Q3 2013 buy was Sprint Corporation: 155,159 shares worth $965K.
  • NWAM LLC added most to Microsoft in Q3 2013, an estimated $1.27M increase.
  • NWAM LLC's biggest Q3 2013 reduction was Edgewell Personal Care, cutting an estimated $13.7M.
  • NWAM LLC fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $965K.
  • NWAM LLC's ten largest holdings make up 24% of its $206M portfolio in Q3 2013.
  • NWAM LLC opened 16 new positions and closed 17 in Q3 2013.
  • NWAM LLC's portfolio value rose 4.1% quarter-over-quarter to $206M.

Based on NWAM LLC's 13F filing for Q3 2013, filed 9 Sep 2016.