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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.79B
AUM Growth
-$53M
Cap. Flow
-$114M
Cap. Flow %
-6.37%
Top 10 Hldgs %
25.98%
Holding
690
New
53
Increased
216
Reduced
328
Closed
73

Top Buys

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$4.82M
2
HON icon
Honeywell
HON
+$4.34M
3
ILF icon
iShares Latin America 40 ETF
ILF
+$3.81M
4
HAL icon
Halliburton
HAL
+$3.49M
5
CNR
Core Natural Resources Inc
CNR
+$2.77M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$7.07M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.56M
3
DELL icon
Dell
DELL
+$4.98M
4
BLSH
Bullish
BLSH
+$4.19M
5
AAPL icon
Apple
AAPL
+$4.19M

Sector Composition

Rank Sector Weight
1 Technology 17.87%
2 Industrials 4.96%
3 Healthcare 4.65%
4 Consumer Discretionary 4.4%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COMP icon
601
Compass
COMP
$8.82B
$142K 0.01%
+10,464
New +$95.5K
TEI
602
Templeton Emerging Markets Income Fund
TEI
$310M
$121K 0.01%
+18,279
New +$116K
ERC
603
Allspring Multi-Sector Income Fund
ERC
$254M
$116K 0.01%
12,359
-500
-4% -$4.71K
LCTX icon
604
Lineage Cell Therapeutics
LCTX
$257M
$98.8K 0.01%
62,131
+27,131
+78% +$47K
ZVIA icon
605
Zevia
ZVIA
$113M
$84.8K ﹤0.01%
36,641
– –
ORGO icon
606
Organogenesis Holdings
ORGO
$328M
$79K ﹤0.01%
20,000
– –
EVLV icon
607
Evolv Technologies
EVLV
$980M
$64.3K ﹤0.01%
10,000
– –
SOXS icon
608
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$1.95B
$56.3K ﹤0.01%
+90
New +$66.1K
TDAY
609
USA Today Co
TDAY
$1.22B
$54.9K ﹤0.01%
10,659
-6,755
-39% -$31.7K
BOF icon
610
BranchOut Food
BOF
$61.6M
$35.2K ﹤0.01%
+12,398
New +$35.7K
KOPN icon
611
Kopin
KOPN
$687M
$26.4K ﹤0.01%
10,000
– –
OPENW
612
Opendoor Technologies Inc Series K Warrants
OPENW
$10.6M
$15.6K ﹤0.01%
+14,683
New +$19.8K
GERN icon
613
Geron
GERN
$949M
$13.7K ﹤0.01%
+10,000
New +$12.5K
DCGO icon
614
DocGo
DCGO
$62.2M
$12.1K ﹤0.01%
15,000
– –
IVDA icon
615
Iveda Solutions
IVDA
$2.7M
$11.9K ﹤0.01%
15,625
– –
OPENL
616
Opendoor Technologies Inc Series A Warrants
OPENL
$5.96M
$8.95K ﹤0.01%
+14,683
New +$12.5K
OPENZ
617
Opendoor Technologies Inc Series Z Warrants
OPENZ
$5.53M
$7.93K ﹤0.01%
+14,683
New +$8.89K
AESI icon
618
Atlas Energy Solutions
AESI
$1.43B
– –
-11,916
Closed -$128K
ALB icon
619
Albemarle
ALB
$13.7B
– –
-5,047
Closed -$485K
AMT icon
620
American Tower
AMT
$77.7B
– –
-1,079
Closed -$208K
BBIN icon
621
JPMorgan BetaBuilders International Equity ETF
BBIN
$6.49B
– –
-4,884
Closed -$350K
BBUS icon
622
JPMorgan BetaBuilders US Equity ETF
BBUS
$8.75B
– –
-13,540
Closed -$1.65M
BEPC icon
623
Brookfield Renewable
BEPC
$5.95B
– –
-16,475
Closed -$665K
KEEL
624
Keel Infrastructure Corp
KEEL
$2.45B
– –
-63,026
Closed -$178K
BUCK icon
625
Simplify Stable Income ETF
BUCK
$483M
– –
-17,098
Closed -$410K
23 24
25
26 27

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BGM
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NWAM LLC's Q4 2025 Portfolio in Review

As of Q4 2025, NWAM LLC held 690 positions worth $1.79B, down 2.9% from $1.84B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC withdrew a net $114M in Q4 2025, closing 73 positions and reducing 328 holdings. Its most notable exit was Bullish, an estimated $4.19M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, NWAM LLC opened a new position in iShares Latin America 40 ETF worth $4.5M.

  • NWAM LLC's largest Q4 2025 buy was iShares Latin America 40 ETF: 128,100 shares worth $4.5M.
  • NWAM LLC added most to United Parcel Service in Q4 2025, an estimated $4.82M increase.
  • NWAM LLC's biggest Q4 2025 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $7.07M.
  • NWAM LLC fully exited Bullish in Q4 2025, selling an estimated $4.19M.
  • NWAM LLC's ten largest holdings make up 26% of its $1.79B portfolio in Q4 2025.
  • NWAM LLC opened 53 new positions and closed 73 in Q4 2025.
  • NWAM LLC's portfolio value fell 2.9% quarter-over-quarter to $1.79B.

Based on NWAM LLC's 13F filing for Q4 2025, filed 4 Feb 2026.