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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+5.85%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.64B
AUM Growth
+$1.3B
Cap. Flow
+$1.24B
Cap. Flow %
75.37%
Top 10 Hldgs %
27.52%
Holding
630
New
478
Increased
68
Reduced
65
Closed
6

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$113M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$43.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$36.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$35.2M
5
VTV icon
Vanguard Value ETF
VTV
+$30.1M

Top Sells

Rank Stock Value
1
RDNT icon
RadNet
RDNT
+$2.84M
2
VTNR
Vertex Energy, Inc
VTNR
+$613K
3
TTEK icon
Tetra Tech
TTEK
+$445K
4
BLK icon
Blackrock
BLK
+$357K
5
DXCM icon
DexCom
DXCM
+$324K

Sector Composition

Rank Sector Weight
1 Technology 17.9%
2 Consumer Discretionary 4.79%
3 Industrials 4.67%
4 Healthcare 4.46%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEEL
601
Keel Infrastructure Corp
KEEL
$2.45B
$156K 0.01%
+73,781
New +$171K
RIG icon
602
Transocean
RIG
$5.84B
$137K 0.01%
32,350
+1,923
+6% +$9.48K
AGNC icon
603
AGNC Investment
AGNC
$12.4B
$136K 0.01%
+13,034
New +$132K
BTC
604
Grayscale Bitcoin Mini Trust ETF
BTC
$3.44B
$131K 0.01%
+4,638
New +$124K
ERC
605
Allspring Multi-Sector Income Fund
ERC
$254M
$123K 0.01%
12,859
– –
SNAP icon
606
Snap
SNAP
$7.6B
$122K 0.01%
11,367
-19
-0.2% -$217
BBBY
607
Bed Bath & Beyond
BBBY
$512M
$121K 0.01%
+13,213
New +$136K
ENVX icon
608
Enovix
ENVX
$923M
$97.6K 0.01%
+11,942
New +$124K
TDAY
609
USA Today Co
TDAY
$1.22B
$80.8K ﹤0.01%
14,382
– –
SLI
610
Standard Lithium
SLI
$519M
$80.5K ﹤0.01%
+50,000
New +$64.4K
FSCO
611
FS Credit Opportunities Corp
FSCO
$993M
$65.7K ﹤0.01%
+10,342
New +$65.2K
QS icon
612
QuantumScape Corp
QS
$3.19B
$64.2K ﹤0.01%
+11,165
New +$68.8K
DERM icon
613
Journey Medical
DERM
$175M
$58.9K ﹤0.01%
+10,430
New +$53.7K
CRVS icon
614
Corvus Pharmaceuticals
CRVS
$1.09B
$53.1K ﹤0.01%
+10,050
New +$36.1K
EVLV icon
615
Evolv Technologies
EVLV
$980M
$51K ﹤0.01%
12,600
– –
DCGO icon
616
DocGo
DCGO
$62.2M
$49.8K ﹤0.01%
15,000
– –
ZVIA icon
617
Zevia
ZVIA
$113M
$38.7K ﹤0.01%
+35,866
New +$33.9K
IVDA icon
618
Iveda Solutions
IVDA
$2.7M
$26.1K ﹤0.01%
15,625
– –
TFFP
619
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$20.6K ﹤0.01%
10,240
– –
AMLI
620
DELISTED
American Lithium Corp. Common Stock
AMLI
$19.8K ﹤0.01%
+35,000
New +$15.7K
CMCT
621
Creative Media & Community Trust
CMCT
$8.28M
$19.1K ﹤0.01%
+2
New +$101K
VERU icon
622
Veru
VERU
$36.6M
$8.07K ﹤0.01%
+1,050
New +$9.06K
KOPN icon
623
Kopin
KOPN
$687M
$7.3K ﹤0.01%
+10,000
New +$9.17K
BLK icon
624
Blackrock
BLK
$165B
– –
-453
Closed -$357K
CHI
625
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
– –
-13,383
Closed -$156K
22 23 24
25
26

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LGM
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MYAM
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LBC
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CAM
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SC
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BGM
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NWAM LLC's Q3 2024 Portfolio in Review

As of Q3 2024, NWAM LLC held 630 positions worth $1.64B, up 382% from $340M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC deployed $1.24B of net new capital in Q3 2024, opening 478 new positions and adding to 68 existing holdings. Its largest new stake was Microsoft: 263,742 shares worth $113M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 32% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tetra Tech, an estimated $445K trimmed.

  • NWAM LLC's largest Q3 2024 buy was Microsoft: 263,742 shares worth $113M.
  • NWAM LLC added most to Broadcom in Q3 2024, an estimated $7.44M increase.
  • NWAM LLC's biggest Q3 2024 reduction was Tetra Tech, cutting an estimated $445K.
  • NWAM LLC fully exited RadNet in Q3 2024, selling an estimated $2.84M.
  • NWAM LLC's ten largest holdings make up 28% of its $1.64B portfolio in Q3 2024.
  • NWAM LLC opened 478 new positions and closed 6 in Q3 2024.
  • NWAM LLC's portfolio value rose 382% quarter-over-quarter to $1.64B.

Based on NWAM LLC's 13F filing for Q3 2024, filed 12 Nov 2024.