We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCLS
551
Q/C Technologies Inc
QCLS
$25.3M
$17.6K ﹤0.01%
23
+10
+77% +$10.4K
ADVM
552
DELISTED
Adverum Biotechnologies
ADVM
$7.53K ﹤0.01%
1,000
– –
ALB icon
553
Albemarle
ALB
$13.7B
– –
-1,254
Closed -$213K
AON icon
554
Aon
AON
$78.4B
– –
-1,103
Closed -$358K
ARB icon
555
AltShares Merger Arbitrage ETF
ARB
$102M
– –
-7,647
Closed -$201K
BABA icon
556
Alibaba
BABA
$276B
– –
-2,387
Closed -$207K
BDX icon
557
Becton Dickinson
BDX
$43.8B
– –
-941
Closed -$243K
BG icon
558
Bunge Global
BG
$22.8B
– –
-37,710
Closed -$4.08M
BIDU icon
559
Baidu
BIDU
$35.8B
– –
-1,646
Closed -$221K
BNS icon
560
Scotiabank
BNS
$106B
– –
-4,830
Closed -$220K
CTVA icon
561
Corteva
CTVA
$58.6B
– –
-4,732
Closed -$242K
CVBF icon
562
CVB Financial
CVBF
$3.97B
– –
-12,500
Closed -$207K
DEO icon
563
Diageo
DEO
$47.3B
– –
-1,365
Closed -$204K
FXZ icon
564
First Trust Materials AlphaDEX Fund
FXZ
$373M
– –
-11,242
Closed -$709K
IEUR icon
565
iShares Core MSCI Europe ETF
IEUR
$8.8B
– –
-6,320
Closed -$314K
IWB icon
566
iShares Russell 1000 ETF
IWB
$47.7B
– –
-1,495
Closed -$351K
JEPI icon
567
JPMorgan Equity Premium Income ETF
JEPI
$45.6B
– –
-4,273
Closed -$229K
MINT icon
568
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
– –
-9,380
Closed -$939K
SPGM icon
569
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.7B
– –
-3,977
Closed -$201K
TECK icon
570
Teck Resources
TECK
$29.3B
– –
-12,873
Closed -$555K
TRV icon
571
Travelers Companies
TRV
$81.4B
– –
-1,881
Closed -$307K
UNG icon
572
United States Natural Gas Fund
UNG
$458M
– –
-111,528
Closed -$3.05M
VLO icon
573
Valero Energy
VLO
$90.5B
– –
-1,714
Closed -$243K
VT icon
574
Vanguard Total World Stock ETF
VT
$76.4B
– –
-16,100
Closed -$1.5M
XES icon
575
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$370M
– –
-3,113
Closed -$298K
20 21 22
23
24

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.