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NWAM LLC Portfolio holdings
AUM
$2B
1-Year Est. Return
34.81%
This Fund
S&P 500
This Quarter
Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
(-19%)
Cap. Flow
-$195M
Cap. Flow
% of AUM
-19.78%
Top 10 Holdings %
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$9.59M |
| 2 |
Advanced Micro Devices
AMD
|
+$4.11M |
| 3 |
NVIDIA
NVDA
|
+$3.99M |
| 4 |
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
|
+$3.8M |
| 5 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$3.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$19.1M |
| 2 |
Vanguard Value ETF
VTV
|
+$16.8M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$13.4M |
| 4 |
Vanguard Growth ETF
VUG
|
+$11.9M |
| 5 |
Vanguard High Dividend Yield ETF
VYM
|
+$11.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.81% |
| 2 | Healthcare | 6.42% |
| 3 | Financials | 5.17% |
| 4 | Energy | 4.67% |
| 5 | Industrials | 4.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
| – | – |
-62,411
| Closed | -$3.94M |
|
|
WBA
552
DELISTED
Walgreens Boots Alliance
WBA
| – | – |
-12,015
| Closed | -$342K |
|
553
Williams Companies
WMB
$86.6B
| – | – |
-6,145
| Closed | -$201K |
|
554
State Street SPDR S&P Biotech ETF
XBI
$10.2B
| – | – |
-2,684
| Closed | -$223K |
|
555
Xcel Energy
XEL
$50.4B
| – | – |
-3,337
| Closed | -$208K |
|
556
Xilio Therapeutics
XLO
$60.3M
| – | – |
-714
| Closed | -$26.2K |
|
|
CSA
557
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
| – | – |
-3,308
| Closed | -$200K |
|
|
NVTA
558
DELISTED
Invitae Corporation
NVTA
| – | – |
-13,663
| Closed | -$15.4K |
|
|
ARCH
559
DELISTED
Arch Resources, Inc.
ARCH
| – | – |
-3,302
| Closed | -$372K |
|
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NWAM LLC's Q3 2023 Portfolio in Review
As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.
NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.
Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.
- NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
- NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
- NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
- NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
- NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
- NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
- NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.
Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.