We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
U icon
551
Unity
U
$13.9B
– –
-21,456
Closed -$613K
VALE icon
552
Vale
VALE
$62.6B
– –
-15,342
Closed -$260K
VDE icon
553
Vanguard Energy ETF
VDE
$9.72B
– –
-2,486
Closed -$302K
VHT icon
554
Vanguard Health Care ETF
VHT
$18.6B
– –
-864
Closed -$214K
VONV icon
555
Vanguard Russell 1000 Value ETF
VONV
$20.7B
– –
-5,814
Closed -$387K
VYMI icon
556
Vanguard International High Dividend Yield ETF
VYMI
$20.4B
– –
-72,545
Closed -$4.32M
XES icon
557
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$357M
– –
-3,309
Closed -$264K
XOP icon
558
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
– –
-2,533
Closed -$344K
XPH icon
559
State Street SPDR S&P Pharmaceuticals ETF
XPH
$483M
– –
-11,962
Closed -$490K
XYL icon
560
Xylem
XYL
$29.7B
– –
-2,241
Closed -$248K
ISDX
561
DELISTED
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco RAFI Strategic Developed ex-US ETF
ISDX
– –
-9,201
Closed -$247K
CORZ
562
DELISTED
Core Scientific, Inc. Common Stock
CORZ
– –
-14,615
Closed -$1.1K
ATVI
563
DELISTED
Activision Blizzard
ATVI
– –
-3,416
Closed -$262K
19 20 21 22
23

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.