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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGR icon
526
Progressive
PGR
$125B
$204K 0.02%
+1,280
New +$200K
DGRO icon
527
iShares Core Dividend Growth ETF
DGRO
$42.8B
$203K 0.02%
3,777
-822
-18% -$41.7K
PSA icon
528
Public Storage
PSA
$60.5B
$203K 0.02%
+665
New +$176K
VHT icon
529
Vanguard Health Care ETF
VHT
$18.3B
$203K 0.02%
+808
New +$191K
HUM icon
530
Humana
HUM
$45.8B
$201K 0.02%
+439
New +$216K
VNM icon
531
VanEck Vietnam ETF
VNM
$472M
$201K 0.02%
15,520
+2,141
+16% +$27.9K
RIG icon
532
Transocean
RIG
$5.84B
$193K 0.02%
30,468
-4,200
-12% -$28.1K
INFY icon
533
Infosys
INFY
$47.4B
$193K 0.02%
+10,484
New +$182K
SNAP icon
534
Snap
SNAP
$7.6B
$188K 0.02%
11,126
-216
-2% -$2.65K
NAC icon
535
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$173K 0.01%
+15,630
New +$159K
MQ icon
536
Marqeta
MQ
$1.85B
$173K 0.01%
+6,195
New +$148K
BTAL icon
537
AGF US Market Neutral Anti-Beta Fund
BTAL
$302M
$171K 0.01%
+10,060
New +$200K
ERC
538
Allspring Multi-Sector Income Fund
ERC
$254M
$121K 0.01%
12,859
– –
SIRI icon
539
SiriusXM
SIRI
$10.5B
$118K 0.01%
2,160
+1,056
+96% +$50.7K
CHI
540
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$107K 0.01%
+10,283
New +$106K
JPC icon
541
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$103K 0.01%
+15,175
New +$96.5K
SLI
542
Standard Lithium
SLI
$519M
$101K 0.01%
50,000
+10,000
+25% +$24.9K
DCGO icon
543
DocGo
DCGO
$62.2M
$83.8K 0.01%
15,000
– –
IVDA icon
544
Iveda Solutions
IVDA
$2.7M
$79.3K 0.01%
15,625
– –
ZVIA icon
545
Zevia
ZVIA
$113M
$72.1K 0.01%
35,866
– –
PCT icon
546
PureCycle Technologies
PCT
$1.2B
$63.3K 0.01%
+15,621
New +$68.6K
FSCO
547
FS Credit Opportunities Corp
FSCO
$993M
$58.6K ﹤0.01%
10,342
-1,768
-15% -$9.92K
EVLV icon
548
Evolv Technologies
EVLV
$980M
$54.8K ﹤0.01%
11,600
– –
AMLI
549
DELISTED
American Lithium Corp. Common Stock
AMLI
$38.5K ﹤0.01%
35,000
– –
TDAY
550
USA Today Co
TDAY
$1.22B
$33.1K ﹤0.01%
14,382
– –
20 21
22
23 24

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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.