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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYE icon
526
iShares US Energy ETF
IYE
$1.71B
– –
-25,338
Closed -$1.09M
LEO
527
BNY Mellon Strategic Municipals
LEO
$389M
– –
-15,500
Closed -$96.4K
LIT icon
528
Global X Lithium & Battery Tech ETF
LIT
$1.5B
– –
-3,111
Closed -$202K
MAMA icon
529
Mama's Creations
MAMA
$825M
– –
-10,688
Closed -$32.3K
MNST icon
530
Monster Beverage
MNST
$93.2B
– –
-3,790
Closed -$218K
MOS icon
531
The Mosaic Company
MOS
$7.1B
– –
-6,815
Closed -$239K
BINI
532
DELISTED
Bollinger Innovations
BINI
– –
0
– -$7.65K
NUE icon
533
Nucor
NUE
$56.4B
– –
-1,625
Closed -$266K
PGR icon
534
Progressive
PGR
$125B
– –
-4,130
Closed -$547K
PICK icon
535
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
– –
-5,186
Closed -$210K
PRU icon
536
Prudential Financial
PRU
$42.3B
– –
-2,457
Closed -$217K
SCHE icon
537
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
– –
-32,976
Closed -$812K
SCHH icon
538
Schwab US REIT ETF
SCHH
$11.7B
– –
-19,911
Closed -$389K
SCHV
539
Schwab US Large-Cap Value ETF
SCHV
$15.8B
– –
-44,604
Closed -$998K
SCZ icon
540
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
– –
-8,653
Closed -$510K
SHOP icon
541
Shopify
SHOP
$165B
– –
-3,342
Closed -$216K
SJM icon
542
J.M. Smucker
SJM
$12.9B
– –
-1,387
Closed -$205K
SMMV icon
543
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$289M
– –
-6,248
Closed -$214K
TFI icon
544
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
– –
-5,425
Closed -$250K
TLH icon
545
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
– –
-2,979
Closed -$330K
TMUS icon
546
T-Mobile US
TMUS
$190B
– –
-4,329
Closed -$601K
TOI icon
547
The Oncology Institute
TOI
$519M
– –
-20,000
Closed -$11K
TY icon
548
TRI-Continental Corp
TY
$1.86B
– –
-9,106
Closed -$250K
UL icon
549
Unilever
UL
$132B
– –
-4,436
Closed -$260K
VSS icon
550
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
– –
-20,295
Closed -$2.24M
19 20 21
22
23

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BGM
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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.