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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
526
DELISTED
Paramount Global Class B
PARA
– –
-10,581
Closed -$179K
PCN
527
PIMCO Corporate & Income Strategy Fund
PCN
$869M
– –
-47,929
Closed -$568K
PGR icon
528
Progressive
PGR
$129B
– –
-3,925
Closed -$509K
PHO icon
529
Invesco Water Resources ETF
PHO
$2.04B
– –
-4,260
Closed -$220K
PICK icon
530
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.15B
– –
-31,301
Closed -$1.28M
PINS icon
531
Pinterest
PINS
$13.3B
– –
-105,288
Closed -$2.56M
PYPL icon
532
PayPal
PYPL
$50.8B
– –
-2,942
Closed -$210K
QCLN icon
533
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$579M
– –
-9,429
Closed -$445K
RIO icon
534
Rio Tinto
RIO
$147B
– –
-6,849
Closed -$488K
SCHB icon
535
Schwab US Broad Market ETF
SCHB
$42.7B
– –
-15,162
Closed -$227K
SCHC icon
536
Schwab International Small-Cap Equity ETF
SCHC
$5.31B
– –
-6,794
Closed -$214K
SCHE icon
537
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
– –
-14,202
Closed -$336K
SCHH icon
538
Schwab US REIT ETF
SCHH
$11.8B
– –
-22,975
Closed -$443K
SCHW
539
Charles Schwab
SCHW
$182B
– –
-2,667
Closed -$222K
SCHV
540
Schwab US Large-Cap Value ETF
SCHV
$15.8B
– –
-51,399
Closed -$1.13M
SFL icon
541
SFL Corp
SFL
$1.61B
– –
-24,800
Closed -$229K
SHM icon
542
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
– –
-5,847
Closed -$275K
SIL icon
543
Global X Silver Miners ETF NEW
SIL
$3.94B
– –
-7,206
Closed -$203K
SILJ icon
544
Amplify Junior Silver Miners ETF
SILJ
$3.15B
– –
-104,274
Closed -$1.1M
SMMV icon
545
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$289M
– –
-12,486
Closed -$432K
SNAP icon
546
Snap
SNAP
$7.72B
– –
-10,724
Closed -$96K
TAN icon
547
Invesco Solar ETF
TAN
$1.4B
– –
-12,404
Closed -$905K
TMUS icon
548
T-Mobile US
TMUS
$199B
– –
-4,478
Closed -$627K
TRV icon
549
Travelers Companies
TRV
$83B
– –
-1,861
Closed -$349K
TY icon
550
TRI-Continental Corp
TY
$1.87B
– –
-9,106
Closed -$233K
19 20 21
22
23

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LBC
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CAM
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BGM
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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.