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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHC icon
526
Schwab International Small-Cap Equity ETF
SCHC
$5.38B
– –
-10,493
Closed -$325K
SCHW
527
Charles Schwab
SCHW
$181B
– –
-3,214
Closed -$204K
SCZ icon
528
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
– –
-4,740
Closed -$258K
SHV icon
529
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
– –
-2,500
Closed -$275K
SIL icon
530
Global X Silver Miners ETF NEW
SIL
$4.09B
– –
-10,781
Closed -$275K
SNA icon
531
Snap-on
SNA
$21.1B
– –
-1,209
Closed -$240K
SOXX icon
532
iShares Semiconductor ETF
SOXX
$42.7B
– –
-2,214
Closed -$253K
SPGI icon
533
S&P Global
SPGI
$130B
– –
-791
Closed -$271K
SPLV icon
534
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
– –
-3,866
Closed -$240K
TRV icon
535
Travelers Companies
TRV
$81.4B
– –
-1,847
Closed -$311K
VCIT icon
536
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
– –
-5,194
Closed -$419K
VDE icon
537
Vanguard Energy ETF
VDE
$9.87B
– –
-2,403
Closed -$237K
VGM icon
538
Invesco Trust Investment Grade Municipals
VGM
$549M
– –
-10,570
Closed -$112K
VHT icon
539
Vanguard Health Care ETF
VHT
$18.3B
– –
-888
Closed -$211K
VTIP icon
540
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
– –
-12,320
Closed -$612K
WPM icon
541
Wheaton Precious Metals
WPM
$50.9B
– –
-21,350
Closed -$748K
XEL icon
542
Xcel Energy
XEL
$50.4B
– –
-2,998
Closed -$210K
XES icon
543
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$370M
– –
-3,394
Closed -$203K
XLB icon
544
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
– –
-14,208
Closed -$516K
XMLV icon
545
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
– –
-4,110
Closed -$212K
XMMO icon
546
Invesco S&P MidCap Momentum ETF
XMMO
$7.35B
– –
-2,848
Closed -$203K
TWTR
547
DELISTED
Twitter, Inc.
TWTR
– –
-5,602
Closed -$214K
18 19 20 21
22

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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.