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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
526
Morgan Stanley
MS
$333B
– –
-2,087
Closed -$203K
PSCE icon
527
Invesco S&P SmallCap Energy ETF
PSCE
$95.9M
– –
-2,200
Closed -$84K
SHM icon
528
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
– –
-5,075
Closed -$251K
SQQQ icon
529
ProShares UltraPro Short QQQ
SQQQ
$2.13B
– –
-80
Closed -$87K
TLH icon
530
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
– –
-2,754
Closed -$405K
TRV icon
531
Travelers Companies
TRV
$81.6B
– –
-1,831
Closed -$278K
TTE icon
532
TotalEnergies
TTE
$187B
– –
-5,594
Closed -$268K
URI icon
533
United Rentals
URI
$69.6B
– –
-666
Closed -$234K
WGO icon
534
Winnebago Industries
WGO
$880M
– –
-6,731
Closed -$488K
XMLV icon
535
Invesco S&P MidCap Low Volatility ETF
XMLV
$760M
– –
-4,322
Closed -$227K
FPL
536
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-52,632
Closed -$299K
BTWN
537
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
– –
-18,433
Closed -$21K
NSL
538
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-14,100
Closed -$82K
RDS.A
539
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-8,077
Closed -$360K
18 19 20 21
22

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NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.