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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
501
Ameriprise Financial
AMP
$47.6B
– –
-625
Closed -$208K
AVLV icon
502
Avantis US Large Cap Value ETF
AVLV
$18B
– –
-14,277
Closed -$762K
BAM icon
503
Brookfield Asset Management
BAM
$75.9B
– –
-6,605
Closed -$216K
BLV icon
504
Vanguard Long-Term Bond ETF
BLV
$5.78B
– –
-13,102
Closed -$982K
BNDD icon
505
Quadratic Deflation ETF
BNDD
$25M
– –
-7,627
Closed -$993K
CAH icon
506
Cardinal Health
CAH
$53.7B
– –
-2,371
Closed -$224K
CCL icon
507
Carnival Corporation Ltd
CCL
$37.1B
– –
-10,849
Closed -$204K
CI icon
508
Cigna
CI
$77B
– –
-1,044
Closed -$293K
CSX icon
509
CSX Corp
CSX
$96B
– –
-19,389
Closed -$661K
DFAT icon
510
Dimensional US Targeted Value ETF
DFAT
$14.6B
– –
-21,335
Closed -$990K
DFSV
511
Dimensional US Small Cap Value ETF
DFSV
$8.17B
– –
-10,080
Closed -$259K
DG icon
512
Dollar General
DG
$27.2B
– –
-1,499
Closed -$255K
EXPD icon
513
Expeditors International
EXPD
$22.4B
– –
-2,143
Closed -$260K
FAST icon
514
Fastenal
FAST
$54.7B
– –
-17,314
Closed -$511K
GD icon
515
General Dynamics
GD
$105B
– –
-1,418
Closed -$305K
GNMA icon
516
iShares GNMA Bond ETF
GNMA
$423M
– –
-4,714
Closed -$207K
GOVT icon
517
iShares US Treasury Bond ETF
GOVT
$43.8B
– –
-39,416
Closed -$903K
HIG icon
518
Hartford Financial Services
HIG
$38.4B
– –
-3,285
Closed -$237K
HSY icon
519
Hershey
HSY
$36.6B
– –
-1,707
Closed -$426K
HYG icon
520
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-19,889
Closed -$1.49M
INFY icon
521
Infosys
INFY
$47.4B
– –
-10,484
Closed -$168K
ITB icon
522
iShares US Home Construction ETF
ITB
$2.35B
– –
-14,171
Closed -$1.21M
ITW icon
523
Illinois Tool Works
ITW
$81.9B
– –
-1,395
Closed -$349K
IUSG icon
524
iShares Core S&P US Growth ETF
IUSG
$31.1B
– –
-2,318
Closed -$226K
IWN icon
525
iShares Russell 2000 Value ETF
IWN
$14.4B
– –
-6,901
Closed -$972K
19 20
21
22 23

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LBC
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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.