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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.22%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.3B
AUM Growth
+$36.8M
Cap. Flow
+$71.8M
Cap. Flow %
5.52%
Top 10 Hldgs %
29.37%
Holding
583
New
78
Increased
227
Reduced
192
Closed
61

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.5M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.4M
3
GLD icon
SPDR Gold Trust
GLD
+$5.28M
4
XOM icon
ExxonMobil
XOM
+$4.99M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.93M

Top Sells

Rank Stock Value
1
ECL icon
Ecolab
ECL
+$5.28M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.28M
3
GT icon
Goodyear
GT
+$3.63M
4
AA icon
Alcoa
AA
+$3.22M
5
DIS icon
Walt Disney
DIS
+$3.22M

Sector Composition

Rank Sector Weight
1 Technology 17.19%
2 Healthcare 4.82%
3 Industrials 4.67%
4 Financials 4.28%
5 Consumer Discretionary 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
501
Netflix
NFLX
$304B
$210K 0.02%
5,610
-7,910
-59% -$329K
KZR
502
DELISTED
Kezar Life Sciences
KZR
$209K 0.02%
1,259
– –
VFH icon
503
Vanguard Financials ETF
VFH
$13.6B
$209K 0.02%
2,239
-98
-4% -$9.39K
SPGI icon
504
S&P Global
SPGI
$125B
$207K 0.02%
+504
New +$205K
HYD icon
505
VanEck High Yield Muni ETF
HYD
$4.45B
$206K 0.02%
+3,587
New +$215K
VPU
506
Vanguard Utilities ETF
VPU
$8.82B
$206K 0.02%
+1,273
New +$192K
TSM icon
507
TSMC
TSM
$2T
$205K 0.02%
+1,964
New +$230K
AEP icon
508
American Electric Power
AEP
$73.6B
$201K 0.02%
+2,011
New +$184K
BIDU icon
509
Baidu
BIDU
$35.3B
$200K 0.02%
+1,515
New +$229K
ET icon
510
Energy Transfer Partners
ET
$69.4B
$175K 0.01%
15,645
-639
-4% -$6.34K
ZVIA icon
511
Zevia
ZVIA
$114M
$143K 0.01%
+31,366
New +$218K
MUI
512
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$134K 0.01%
10,235
-1,765
-15% -$24.8K
VGM icon
513
Invesco Trust Investment Grade Municipals
VGM
$550M
$123K 0.01%
10,570
– –
KEEL
514
Keel Infrastructure Corp
KEEL
$2.24B
$122K 0.01%
32,500
+2,650
+9% +$10.3K
RIG icon
515
Transocean
RIG
$5.62B
$117K 0.01%
25,547
+2,500
+11% +$9.51K
OYST
516
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
$116K 0.01%
10,000
– –
LEO
517
BNY Mellon Strategic Municipals
LEO
$386M
$111K 0.01%
15,500
– –
TDAY
518
USA Today Co
TDAY
$1.25B
$82K 0.01%
18,267
-3,837
-17% -$19.5K
NSL
519
DELISTED
NUVEEN SENIOR INCM FD
NSL
$69K 0.01%
+12,100
New +$69.7K
INO icon
520
Inovio Pharmaceuticals
INO
$79.7M
$57K ﹤0.01%
1,333
– –
ADVM
521
DELISTED
Adverum Biotechnologies
ADVM
$13K ﹤0.01%
1,000
– –
ATHX
522
DELISTED
Athersys, Inc. Common Stock
ATHX
$12K ﹤0.01%
800
– –
APPN icon
523
Appian
APPN
$1.95B
– –
-3,368
Closed -$220K
ASAN icon
524
Asana
ASAN
$1.9B
– –
-6,052
Closed -$451K
BBY icon
525
Best Buy
BBY
$18.9B
– –
-8,040
Closed -$817K
19 20
21
22 23

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NWAM LLC's Q1 2022 Portfolio in Review

As of Q1 2022, NWAM LLC held 583 positions worth $1.3B, up 2.9% from $1.26B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $71.8M of net new capital in Q1 2022, opening 78 new positions and adding to 227 existing holdings. Its largest new stake was Devon Energy: 56,698 shares worth $3.35M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $5.28M trimmed.

  • NWAM LLC's largest Q1 2022 buy was Devon Energy: 56,698 shares worth $3.35M.
  • NWAM LLC added most to Invesco QQQ Trust in Q1 2022, an estimated $14.5M increase.
  • NWAM LLC's biggest Q1 2022 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $5.28M.
  • NWAM LLC fully exited Ecolab in Q1 2022, selling an estimated $5.28M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.3B portfolio in Q1 2022.
  • NWAM LLC opened 78 new positions and closed 61 in Q1 2022.
  • NWAM LLC's portfolio value rose 2.9% quarter-over-quarter to $1.3B.

Based on NWAM LLC's 13F filing for Q1 2022, filed 12 May 2022.