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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
501
Charter Communications
CHTR
$15.7B
– –
-282
Closed -$203K
DBB icon
502
Invesco DB Base Metals Fund
DBB
$308M
– –
-12,000
Closed -$243K
DUK icon
503
Duke Energy
DUK
$100B
– –
-2,264
Closed -$223K
GIS icon
504
General Mills
GIS
$19.5B
– –
-3,599
Closed -$219K
GM icon
505
General Motors
GM
$78.7B
– –
-8,905
Closed -$527K
LMBS icon
506
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
– –
-4,899
Closed -$249K
LRCX icon
507
Lam Research
LRCX
$365B
– –
-16,210
Closed -$1.05M
M icon
508
Macy's
M
$6.57B
– –
-10,101
Closed -$192K
MTUM icon
509
iShares MSCI USA Momentum Factor ETF
MTUM
$25.2B
– –
-7,231
Closed -$1.25M
NTRS icon
510
Northern Trust
NTRS
$22.4B
– –
-1,929
Closed -$223K
PGF icon
511
Invesco Financial Preferred ETF
PGF
$675M
– –
-11,152
Closed -$215K
SCHJ icon
512
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$848M
– –
-37,122
Closed -$950K
SCHZ icon
513
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-8,240
Closed -$225K
SNA icon
514
CALL
Snap-on
SNA
$21.1B
– –
-7,500
Closed -$375K
STIM icon
515
Neuronetics
STIM
$126M
– –
-20,000
Closed -$320K
STZ icon
516
Constellation Brands
STZ
$22.2B
– –
-1,229
Closed -$288K
TSI
517
TCW Strategic Income Fund
TSI
$213M
– –
-11,700
Closed -$69K
TWLO icon
518
Twilio
TWLO
$29.5B
– –
-513
Closed -$202K
VGM icon
519
Invesco Trust Investment Grade Municipals
VGM
$549M
– –
-11,570
Closed -$162K
VIS icon
520
Vanguard Industrials ETF
VIS
$8.26B
– –
-1,496
Closed -$294K
XES icon
521
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$370M
– –
-3,404
Closed -$211K
XSOE icon
522
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.02B
– –
-18,622
Closed -$783K
17 18 19 20
21

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MYAM
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LBC
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C
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CAM
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SC
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BGM
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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.