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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.08B
AUM Growth
+$73.4M
Cap. Flow
+$6.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
27.88%
Holding
535
New
44
Increased
168
Reduced
219
Closed
67

Top Buys

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.47M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.89M
3
SLB icon
SLB Ltd
SLB
+$3.7M
4
BKR icon
Baker Hughes
BKR
+$3.66M
5
FCX icon
Freeport-McMoran
FCX
+$3.63M

Top Sells

Rank Stock Value
1
GLW icon
Corning
GLW
+$4.77M
2
SHOP icon
Shopify
SHOP
+$4.71M
3
HPQ icon
HP
HPQ
+$3.74M
4
WHR icon
Whirlpool
WHR
+$3.53M
5
DVN icon
Devon Energy
DVN
+$3.19M

Sector Composition

Rank Sector Weight
1 Technology 15.99%
2 Consumer Discretionary 5.03%
3 Financials 4.71%
4 Industrials 4.69%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGC icon
501
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
– –
-3,916
Closed -$549K
KG
502
Kestrel Group
KG
$71.3M
– –
-2,834
Closed -$187K
MMT
503
Aberdeen Multi-Market Income Fund
MMT
$237M
– –
-12,400
Closed -$80K
NAC icon
504
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
– –
-11,093
Closed -$165K
NAD icon
505
Nuveen Quality Municipal Income Fund
NAD
$2.71B
– –
-12,120
Closed -$183K
NEA icon
506
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
– –
-25,855
Closed -$383K
NEM icon
507
Newmont
NEM
$98.2B
– –
-3,790
Closed -$228K
NRK icon
508
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
– –
-12,363
Closed -$169K
NZF icon
509
Nuveen Municipal Credit Income Fund
NZF
$2.4B
– –
-12,893
Closed -$208K
PTH icon
510
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$166M
– –
-44,742
Closed -$2.34M
QDF icon
511
FlexShares Quality Dividend Index Fund
QDF
$2.21B
– –
-6,374
Closed -$340K
SBS icon
512
Sabesp
SBS
$19.7B
– –
-69,768
Closed -$99K
SCCO icon
513
Southern Copper
SCCO
$141B
– –
-3,349
Closed -$211K
SCHI icon
514
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.4B
– –
-25,144
Closed -$646K
SCHW
515
Charles Schwab
SCHW
$177B
– –
-3,079
Closed -$201K
SDGR icon
516
Schrodinger
SDGR
$1.12B
– –
-4,020
Closed -$307K
SHM icon
517
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
– –
-4,905
Closed -$243K
SNOW icon
518
Snowflake
SNOW
$92.9B
– –
-1,587
Closed -$364K
SPSB icon
519
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
– –
-9,927
Closed -$311K
SPY icon
520
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-1,000
Closed -$375K
STNG icon
521
Scorpio Tankers
STNG
$3.96B
– –
-12,948
Closed -$239K
SUSC icon
522
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
– –
-10,919
Closed -$294K
SYY icon
523
Sysco
SYY
$39.7B
– –
-8,269
Closed -$651K
TEVA icon
524
Teva Pharmaceuticals
TEVA
$35.9B
– –
-16,411
Closed -$189K
TSM icon
525
TSMC
TSM
$2.09T
– –
-1,857
Closed -$220K
18 19 20
21
22

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NWAM LLC's Q2 2021 Portfolio in Review

As of Q2 2021, NWAM LLC held 535 positions worth $1.08B, up 7.3% from $1B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q2 2021 filing shows 44 new, 168 increased, 219 reduced and 67 closed positions. Its largest new stake was VanEck Oil Services ETF: 18,602 shares worth $4.07M. The largest sale was Corning, an estimated $4.77M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Financials.

  • NWAM LLC's largest Q2 2021 buy was VanEck Oil Services ETF: 18,602 shares worth $4.07M.
  • NWAM LLC added most to iShares 0-5 Year TIPS Bond ETF in Q2 2021, an estimated $5.47M increase.
  • NWAM LLC's biggest Q2 2021 reduction was Shopify, cutting an estimated $4.71M.
  • NWAM LLC fully exited Corning in Q2 2021, selling an estimated $4.77M.
  • NWAM LLC's ten largest holdings make up 28% of its $1.08B portfolio in Q2 2021.
  • NWAM LLC opened 44 new positions and closed 67 in Q2 2021.
  • NWAM LLC's portfolio value rose 7.3% quarter-over-quarter to $1.08B.

Based on NWAM LLC's 13F filing for Q2 2021, filed 4 Aug 2021.