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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1B
AUM Growth
+$128M
Cap. Flow
+$86.4M
Cap. Flow %
8.6%
Top 10 Hldgs %
27.16%
Holding
547
New
94
Increased
188
Reduced
185
Closed
56

Top Buys

Rank Stock Value
1
PINS icon
Pinterest
PINS
+$6.18M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$6.16M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.85M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.45M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.92M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$4.25M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$4.15M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$3.61M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.51M
5
LOGI icon
Logitech
LOGI
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Consumer Discretionary 5.84%
3 Financials 4.8%
4 Industrials 4.59%
5 Communication Services 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVG
501
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
– –
-10,824
Closed -$134K
EWY icon
502
iShares MSCI South Korea ETF
EWY
$22.5B
– –
-10,636
Closed -$915K
FAST icon
503
Fastenal
FAST
$54.7B
– –
-125,434
Closed -$3.06M
FLRN icon
504
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
– –
-7,005
Closed -$214K
FSLR icon
505
First Solar
FSLR
$22.1B
– –
-14,670
Closed -$1.45M
FSLY icon
506
Fastly Inc
FSLY
$3.14B
– –
-4,696
Closed -$410K
HPI
507
John Hancock Preferred Income Fund
HPI
$430M
– –
-20,448
Closed -$402K
IJK icon
508
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
– –
-4,340
Closed -$313K
INBK icon
509
First Internet Bancorp
INBK
$231M
– –
-9,715
Closed -$279K
ISCG icon
510
iShares Morningstar Small-Cap Growth ETF
ISCG
$975M
– –
-43,452
Closed -$2.2M
IWB icon
511
iShares Russell 1000 ETF
IWB
$47.7B
– –
-2,131
Closed -$451K
IYM icon
512
iShares US Basic Materials ETF
IYM
$1.14B
– –
-8,072
Closed -$915K
JHS
513
John Hancock Income Securities Trust
JHS
$127M
– –
-14,825
Closed -$233K
LOGI icon
514
Logitech
LOGI
$15.5B
– –
-34,515
Closed -$3.35M
LYB icon
515
LyondellBasell Industries
LYB
$18.9B
– –
-6,240
Closed -$572K
MQT
516
DELISTED
BlackRock MuniYield Quality Fund II
MQT
– –
-12,600
Closed -$176K
MSD
517
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
– –
-12,625
Closed -$117K
MUE
518
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
– –
-13,198
Closed -$180K
NBH
519
Neuberger Municipal Fund Inc
NBH
$305M
– –
-20,266
Closed -$308K
NEAR icon
520
iShares Short Maturity Bond ETF
NEAR
$4.82B
– –
-5,576
Closed -$280K
NVG icon
521
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
– –
-26,059
Closed -$437K
OEF icon
522
CALL
iShares S&P 100 ETF
OEF
$19.8B
– –
-18,400
Closed -$1.76M
OMER icon
523
Omeros
OMER
$821M
– –
-26,395
Closed -$377K
PIM
524
Franklin Master Intermediate Income Trust
PIM
$150M
– –
-16,000
Closed -$68K
QQQ icon
525
CALL
Invesco QQQ Trust
QQQ
$449B
– –
-2,300
Closed -$782K
18 19 20
21
22

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NWAM LLC's Q1 2021 Portfolio in Review

As of Q1 2021, NWAM LLC held 547 positions worth $1B, up 15% from $876M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $86.4M of net new capital in Q1 2021, opening 94 new positions and adding to 188 existing holdings. Its largest new stake was Pinterest: 83,088 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Walmart Inc, an estimated $4.25M trimmed.

  • NWAM LLC's largest Q1 2021 buy was Pinterest: 83,088 shares worth $6.15M.
  • NWAM LLC added most to iShares S&P 500 Growth ETF in Q1 2021, an estimated $5.85M increase.
  • NWAM LLC's biggest Q1 2021 reduction was Walmart Inc, cutting an estimated $4.25M.
  • NWAM LLC fully exited Logitech in Q1 2021, selling an estimated $3.35M.
  • NWAM LLC's ten largest holdings make up 27% of its $1B portfolio in Q1 2021.
  • NWAM LLC opened 94 new positions and closed 56 in Q1 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1B.

Based on NWAM LLC's 13F filing for Q1 2021, filed 23 Apr 2021.