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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
476
Duke Energy
DUK
$101B
$253K 0.02%
2,604
-27
-1% -$2.46K
EWZ icon
477
iShares MSCI Brazil ETF
EWZ
$8.98B
$253K 0.02%
+7,223
New +$234K
MRSH
478
Marsh
MRSH
$94.3B
$252K 0.02%
1,330
+6
+0.5% +$1.16K
PLD icon
479
Prologis
PLD
$136B
$251K 0.02%
1,886
-1
-0.1% -$114
SCHX icon
480
Schwab US Large- Cap ETF
SCHX
$70.3B
$251K 0.02%
+13,350
New +$234K
XLP icon
481
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$248K 0.02%
3,441
-3,160
-48% -$219K
DON icon
482
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$247K 0.02%
5,411
+6
+0.1% +$252
AVRE icon
483
Avantis Real Estate ETF
AVRE
$882M
$247K 0.02%
5,706
+202
+4% +$7.91K
SJM icon
484
J.M. Smucker
SJM
$13.5B
$247K 0.02%
+1,952
New +$226K
NTR icon
485
Nutrien
NTR
$33.9B
$246K 0.02%
4,365
-4,867
-53% -$275K
IVOO icon
486
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.68B
$244K 0.02%
2,600
– –
WY icon
487
Weyerhaeuser
WY
$17.6B
$242K 0.02%
6,961
-16
-0.2% -$498
TBIL
488
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
$241K 0.02%
+4,827
New +$241K
PHO icon
489
Invesco Water Resources ETF
PHO
$2.03B
$239K 0.02%
+3,935
New +$217K
INTU icon
490
Intuit
INTU
$91.1B
$239K 0.02%
+383
New +$211K
WDFC icon
491
WD-40
WDFC
$2.98B
$239K 0.02%
1,000
– –
SCHI icon
492
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$238K 0.02%
10,608
-2,712
-20% -$58.1K
ADSK icon
493
Autodesk
ADSK
$51.8B
$238K 0.02%
978
-22
-2% -$4.75K
KEY icon
494
KeyCorp
KEY
$23.8B
$236K 0.02%
16,385
+611
+4% +$7.25K
SOXX icon
495
iShares Semiconductor ETF
SOXX
$38.4B
$235K 0.02%
+1,221
New +$205K
GBIL icon
496
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$234K 0.02%
2,342
-1,447
-38% -$145K
BBJP icon
497
JPMorgan BetaBuilders Japan ETF
BBJP
$17B
$234K 0.02%
4,447
+319
+8% +$16.2K
CQQQ icon
498
Invesco China Technology ETF
CQQQ
$3.01B
$233K 0.02%
6,467
-4,425
-41% -$159K
AWK icon
499
American Water Works
AWK
$27B
$232K 0.02%
+1,759
New +$222K
SCMB icon
500
Schwab Municipal Bond ETF
SCMB
$3.99B
$231K 0.02%
+8,800
New +$222K
18 19
20
21 22

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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.