We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
476
Diageo
DEO
$49.6B
$204K 0.02%
1,365
-222
-14% -$37.2K
WDFC icon
477
WD-40
WDFC
$2.98B
$203K 0.02%
+1,000
New +$214K
WFC icon
478
Wells Fargo
WFC
$254B
$203K 0.02%
4,970
-1,742
-26% -$75.2K
SPGM icon
479
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.68B
$201K 0.02%
+3,977
New +$208K
ARB icon
480
AltShares Merger Arbitrage ETF
ARB
$102M
$201K 0.02%
7,647
-2,915
-28% -$75.3K
VCR icon
481
Vanguard Consumer Discretionary ETF
VCR
$5.97B
$201K 0.02%
745
-14
-2% -$3.97K
ELV icon
482
Elevance Health
ELV
$81.5B
$201K 0.02%
460
-56
-11% -$25.4K
EEM icon
483
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$200K 0.02%
5,280
-32,383
-86% -$1.28M
VNM icon
484
VanEck Vietnam ETF
VNM
$478M
$181K 0.02%
13,379
+2,292
+21% +$33.4K
KEY icon
485
KeyCorp
KEY
$23.8B
$170K 0.02%
15,774
-4,212
-21% -$46.6K
ERC
486
Allspring Multi-Sector Income Fund
ERC
$251M
$117K 0.01%
12,859
-6,792
-35% -$64.2K
SLI
487
Standard Lithium
SLI
$475M
$113K 0.01%
+40,000
New +$153K
IVDA icon
488
Iveda Solutions
IVDA
$2.76M
$107K 0.01%
+15,625
New +$120K
SNAP icon
489
Snap
SNAP
$7.96B
$101K 0.01%
11,342
-510
-4% -$5.33K
DCGO icon
490
DocGo
DCGO
$64.2M
$80K 0.01%
15,000
– –
ZVIA icon
491
Zevia
ZVIA
$118M
$79.6K 0.01%
35,866
– –
KEEL
492
Keel Infrastructure Corp
KEEL
$1.92B
$72.2K 0.01%
67,461
+1,000
+2% +$1.46K
FSCO
493
FS Credit Opportunities Corp
FSCO
$999M
$65.6K 0.01%
12,110
– –
EVLV icon
494
Evolv Technologies
EVLV
$998M
$56.4K 0.01%
11,600
– –
AMLI
495
DELISTED
American Lithium Corp. Common Stock
AMLI
$50K 0.01%
35,000
– –
SIRI icon
496
SiriusXM
SIRI
$11B
$49.9K 0.01%
+1,104
New +$51.3K
TDAY
497
USA Today Co
TDAY
$1.29B
$35.2K ﹤0.01%
14,382
– –
QCLS
498
Q/C Technologies Inc
QCLS
$19.7M
$23.7K ﹤0.01%
13
+5
+63% +$15.2K
ADVM
499
DELISTED
Adverum Biotechnologies
ADVM
$15K ﹤0.01%
1,000
– –
ACWX icon
500
iShares MSCI ACWI ex US ETF
ACWX
$11.2B
– –
-4,072
Closed -$200K
18 19
20
21 22

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.