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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVLV icon
476
Evolv Technologies
EVLV
$998M
$31.2K ﹤0.01%
10,000
– –
LAB icon
477
Standard BioTools
LAB
$342M
$22.1K ﹤0.01%
+11,358
New +$22.4K
AKU
478
DELISTED
Akumin Inc
AKU
$7.41K ﹤0.01%
+10,900
New +$10.7K
ADVM
479
DELISTED
Adverum Biotechnologies
ADVM
$7.17K ﹤0.01%
1,000
– –
AAXJ icon
480
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.51B
– –
-8,858
Closed -$574K
ALNY icon
481
Alnylam Pharmaceuticals
ALNY
$38.3B
– –
-850
Closed -$202K
AMAT icon
482
Applied Materials
AMAT
$347B
– –
-4,681
Closed -$456K
AMLP icon
483
Alerian MLP ETF
AMLP
$12.9B
– –
-86,041
Closed -$3.28M
AON icon
484
Aon
AON
$80.6B
– –
-1,464
Closed -$439K
ARKF icon
485
ARK Blockchain & Fintech Innovation ETF
ARKF
$731M
– –
-43,652
Closed -$623K
AVDV icon
486
Avantis International Small Cap Value ETF
AVDV
$18.6B
– –
-29,149
Closed -$1.61M
AVIV icon
487
Avantis International Large Cap Value ETF
AVIV
$1.97B
– –
-34,445
Closed -$1.55M
AVLV icon
488
Avantis US Large Cap Value ETF
AVLV
$17.8B
– –
-12,766
Closed -$641K
AVRE icon
489
Avantis Real Estate ETF
AVRE
$882M
– –
-13,160
Closed -$541K
AWF
490
AllianceBernstein Global High Income Fund
AWF
$869M
– –
-66,930
Closed -$617K
BHP icon
491
BHP
BHP
$211B
– –
-4,652
Closed -$289K
KEEL
492
Keel Infrastructure Corp
KEEL
$1.92B
– –
-39,500
Closed -$17.4K
BKLN icon
493
Invesco Senior Loan ETF
BKLN
$6.96B
– –
-24,902
Closed -$511K
BLOK icon
494
Amplify Blockchain Technology ETF
BLOK
$1.03B
– –
-48,760
Closed -$737K
BLV icon
495
Vanguard Long-Term Bond ETF
BLV
$5.74B
– –
-14,782
Closed -$1.07M
CCL icon
496
Carnival Corporation Ltd
CCL
$38.1B
– –
-11,400
Closed -$91.9K
CSX icon
497
CSX Corp
CSX
$94B
– –
-22,473
Closed -$696K
CTVA icon
498
Corteva
CTVA
$60.5B
– –
-5,260
Closed -$309K
DFAT icon
499
Dimensional US Targeted Value ETF
DFAT
$14.7B
– –
-19,601
Closed -$862K
DFIP icon
500
Dimensional Inflation-Protected Securities ETF
DFIP
$1.11B
– –
-15,999
Closed -$659K
18 19
20
21 22

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BGM
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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Morningstar Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.