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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEEL
476
Keel Infrastructure Corp
KEEL
$1.92B
$41K ﹤0.01%
39,500
+500
+1% +$683
CS
477
DELISTED
Credit Suisse Group
CS
$40K ﹤0.01%
+10,198
New +$53.8K
XLO icon
478
Xilio Therapeutics
XLO
$59.8M
$29K ﹤0.01%
+714
New +$27.7K
TDAY
479
USA Today Co
TDAY
$1.29B
$23K ﹤0.01%
15,267
-1,300
-8% -$3.15K
EVLV icon
480
Evolv Technologies
EVLV
$998M
$21K ﹤0.01%
10,000
– –
ADVM
481
DELISTED
Adverum Biotechnologies
ADVM
$10K ﹤0.01%
1,000
– –
ADI icon
482
Analog Devices
ADI
$172B
– –
-2,368
Closed -$341K
AEP icon
483
American Electric Power
AEP
$70.4B
– –
-2,179
Closed -$204K
ALK icon
484
Alaska Air
ALK
$5.11B
– –
-5,959
Closed -$246K
ARKW icon
485
ARK Web x.0 ETF
ARKW
$1.6B
– –
-4,109
Closed -$223K
BBIN icon
486
JPMorgan BetaBuilders International Equity ETF
BBIN
$6.46B
– –
-5,480
Closed -$254K
BHP icon
487
BHP
BHP
$211B
– –
-5,232
Closed -$289K
BIDU icon
488
Baidu
BIDU
$35.7B
– –
-1,638
Closed -$253K
BKNG icon
489
Booking.com
BKNG
$156B
– –
-3,175
Closed -$226K
BLK icon
490
Blackrock
BLK
$167B
– –
-334
Closed -$207K
CDC icon
491
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$750M
– –
-3,047
Closed -$204K
CIEN icon
492
Ciena
CIEN
$46.8B
– –
-5,563
Closed -$253K
CMS icon
493
CMS Energy
CMS
$23B
– –
-3,204
Closed -$212K
CTVA icon
494
Corteva
CTVA
$60.5B
– –
-5,712
Closed -$303K
CXSE icon
495
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$488M
– –
-5,465
Closed -$233K
D icon
496
Dominion Energy
D
$62B
– –
-3,769
Closed -$300K
DAL icon
497
Delta Air Lines
DAL
$56.7B
– –
-7,440
Closed -$222K
DD icon
498
DuPont de Nemours
DD
$18.6B
– –
-3,490
Closed -$239K
EXPD icon
499
Expeditors International
EXPD
$22.3B
– –
-2,851
Closed -$276K
FCOM icon
500
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
– –
-10,051
Closed -$365K
18 19
20
21 22

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LBC
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CAM
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SC
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BGM
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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.