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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
476
Rockwell Automation
ROK
$51.2B
$214K 0.02%
+613
New +$203K
HPS
477
John Hancock Preferred Income Fund III
HPS
$455M
$213K 0.02%
11,356
-11,356
-50% -$217K
CDC icon
478
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$750M
$211K 0.02%
3,035
-577
-16% -$38.8K
KZR
479
DELISTED
Kezar Life Sciences
KZR
$211K 0.02%
1,259
– –
MLM icon
480
Martin Marietta Materials
MLM
$34.2B
$208K 0.02%
+473
New +$192K
CCL icon
481
Carnival Corporation Ltd
CCL
$38.3B
$207K 0.02%
10,305
-795
-7% -$17K
TECH icon
482
Bio-Techne
TECH
$11.2B
$207K 0.02%
+1,600
New +$196K
VBK icon
483
Vanguard Small-Cap Growth ETF
VBK
$22.8B
$206K 0.02%
731
-182
-20% -$52.2K
HALO icon
484
Halozyme
HALO
$9.88B
$204K 0.02%
+5,075
New +$189K
ROM icon
485
ProShares Ultra Technology
ROM
$1.04B
$204K 0.02%
+3,200
New +$191K
SNA icon
486
Snap-on
SNA
$21.4B
$204K 0.02%
+946
New +$202K
TTD icon
487
Trade Desk
TTD
$9.04B
$204K 0.02%
+2,229
New +$195K
CB icon
488
Chubb
CB
$140B
$201K 0.02%
+1,039
New +$195K
SCHW
489
Charles Schwab
SCHW
$182B
$200K 0.02%
+2,379
New +$192K
OYST
490
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
$183K 0.01%
10,000
– –
MUI
491
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$182K 0.01%
12,000
-12,000
-50% -$184K
SFL icon
492
SFL Corp
SFL
$1.62B
$178K 0.01%
21,795
-736
-3% -$6.12K
VALE icon
493
Vale
VALE
$62.7B
$167K 0.01%
+11,927
New +$158K
KEEL
494
Keel Infrastructure Corp
KEEL
$1.97B
$151K 0.01%
29,850
+9,005
+43% +$55.6K
VGM icon
495
Invesco Trust Investment Grade Municipals
VGM
$552M
$148K 0.01%
+10,570
New +$145K
XOS icon
496
Xos
XOS
$27.3M
$142K 0.01%
1,500
+833
+125% +$103K
ET icon
497
Energy Transfer Partners
ET
$69.5B
$134K 0.01%
16,284
-8,231
-34% -$74.8K
LEO
498
BNY Mellon Strategic Municipals
LEO
$387M
$131K 0.01%
15,500
– –
TDAY
499
USA Today Co
TDAY
$1.29B
$118K 0.01%
22,104
+1,035
+5% +$5.78K
GSEV
500
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$98K 0.01%
10,000
– –
18 19
20
21 22

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NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.